Senior Associate, Regulatory ReportingThe Rockridge Group • New York, NY, US
No longer accepting applications
Senior Associate, Regulatory Reporting
The Rockridge Group • New York, NY, US
30+ days ago
Job type
- Full-time
Job descriptionAssist with the firm’s implementation of its regulatory service offerings, including systems integration with a third party provider Be responsible for ensuring any software development is scheduled, tested and deployed as it relates to the regulatory compliance service offering Work with other operating and technology teams to incorporate new workflows into the firm’s overall technology strategy. Assist in client communications alerting clients of any updates or changes to regulations or any new regulatory service offerings Ensure that client requests for service changes or enhancements are managed appropriately 2 to 4 years of experience as an auditor in the alternative investments space at a national accounting firm Computer skills including high degree of Microsoft Excel experience regarding data management, efficiencies and controls Financial Product experience (understanding of financial theory and operations for a variety of cash and derivative instruments) Organization skills / ability to manage multiple assignments and competing priorities Notable oral and written communication skills System Testing experience and documentation of system process (i.e., flowcharts)
Job Description
Job Description
Job Description :
The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management reporting, client interactions, regulatory research, presentations and special projects.
Responsibilities : Operational
- Review & prepare accurate and complete Regulatory Reporting filings and ensure all filings are filed within the prescribed deadlines
- Liaise with other operations teams within Client X including Middle Office, Fund Accounting and Investor Services
- Resolve issues and take on special projects or tasks as assigned
- Supporting the research of new regulatory requirements and educating Client X client service teams on the requirements and how they impact Client X’s clients
Technology
Client Management
Required Competencies :
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Regulatory Reporting • New York, NY, US