No longer accepting applications
Financial Crimes Manager - Crypto / Digital Assets
North Carolina StaffingCharlotte, NC, US10 days ago
Job type
- Full-time
Job descriptionLeads discussions with FLU, GCOR and GFC partners to analyze business processes, internal controls, client behavior and transaction trends. Recommends changes to financial crimes standards, and review relevant Front Line Units / Control Functions-owned procedures (or like documents) to identify potential issues in meeting regulatory requirements and operational risks for resolution. Contribute to the creation and implementation of GFC Coverage Plan which defines the scope of coverage for GB / GM. Produces and / or oversees financial crimes risk management reporting to senior leaders within the business and global risk environment. Establish, monitor and report on GFC and FLU metrics that are reflective of key risks within the areas of coverage. Engage with relevant GFC partners to drive thematic reviews of key risk areas and develop / enhance GFC automated detection tools designed to identify potentially suspicious activity as per regulatory guidance. Advise FLU senior leaders on key regulatory developments in BSA / AML laws, rules and regulations. Design monitoring and testing routines and reporting to identify potential AML risks and / or control weaknesses. Evaluates the risk of assigned financial-crimes related issues, monitors progress and provides no objection to action plans and closure activities. Conduct targeted risk assessments, threat assessments and process understandings to identify new or emerging financial crimes risks. Advise Key leaders in client selection processes to guide FLUs on potential financial crimes impacts. Perform review and challenge of SPI and ensure FLU executes on challenges and / or issues raised. Engage directly with Audit to provide advice and guidance on FLU Audits and respond to Audit requests and inquiries. Participate in Regulatory Meetings and Exams to provide Risk Manager perspective on critical issues. Critical Thinking Monitoring, Surveillance, and Testing Regulatory Compliance Risk Management Coaching Issue Management Policies, Procedures, and Guidelines Management Strategy Planning and Development Written Communications External Resource Management Reporting Talent Development Risk Identification & Assessment Issues Management & Resolution Line of Business (LoB) Products, Services & Acumen Financial Crimes Risk Programs Enhanced Due Diligence Credible Challenge Customer Due Diligence Regulatory Knowledge High Risk Activities & Typologies Financial Crimes Compliance Risk Principles Minimum of 7 years of relevant experience in financial services industry, risk management, AML compliance, regulatory compliance, operational risk management, business risk & controls, or experience in related field. Knowledge of anti-money laundering (AML) and related AML legislation. Bachelor's Degree or equivalent experience. Bachelor's Degree in related field. Expert knowledge of the Crypto / Digital Asset space. Experience in financial services and / or a related government entity. Certified Anti-Money Laundering Specialist (CAMS). Experience and strong ability to work in a fast-paced, high-pressure environment and manage multiple priorities effectively. Strong leadership and decision-making capabilities. Ability to influence and drive change across the organization.
Financial Crimes Manager - Crypto / Digital Assets
This job is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices for Crypto Currency, Digital Assets, and Payments within the Global Payment Solutions business. Key responsibilities include working directly or through the emerging risk, compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational / fraud risk management requirements.
Responsibilities :
- Advises and directs the development and maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units / Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed.
- Produces and / or oversees independent financial crimes risk management reporting to Global Financial Crimes senior leadership.
- Monitors the changes in regulations applicable to Global Financial Crimes, including advising business leaders, directing the appropriate areas to implement or amend policies, standards, procedures and / or processes to address regulatory requirements, and challenging the implementation plan as needed.
- Participates in industry forums and monitors regulatory expectations, emerging legislation and regulation, political scrutiny, litigation and key influencers to identify and mitigate emerging risks.
- Escalates financial crimes related compliance and operational risks and issues to appropriate governance routines, management / board level committees.
- Identifies, aggregates, reports, escalates, inspects, and challenges the remediation and thematic analysis of FLU / CF-owned issues and control enhancements related to financial crimes.
- Reviews and challenges internal and external operational loss events, including the development of remediation plans to strengthen controls and providing oversight to ensure they are addressed appropriately.
Additional Job Specific Responsibilities :
Skills :
Preferred Technical Skills :
Required Qualifications :
Desired Qualifications :
Shift : 1st shift (United States of America)
Hours Per Week : 40
Create a job alert for this search
Digital Asset Manager • Charlotte, NC, US
Related jobs Senior Manager, Financial Crime Risk & Controls Transformation.At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwaveri...Show moreLast updated: 2 days ago 
Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world.
It's a massive, ambitious opportunity that demands the best of us, ...Show moreLast updated: 1 day ago
The Senior Commercial Portfolio Manager - Technology Finance underwrites credit exposure for large, complex customer relationships and circumstances.
Includes day-to-day interaction with assigned Sa...Show moreLast updated: 11 days ago
As a Senior FinCrime Analyst, you will play a crucial role in providing exceptional support to customers and ensuring their satisfaction with our cutting-edge financial services, all the while prom...Show moreLast updated: 3 days ago Work Location : New York, New York, United States of America Hours : 40 Pay Details : $75,020 - $125,180 USD TD is committed to providing fair and equitable compensation opportunities to all colleague...Show moreLast updated: 1 day ago 
Figment powers the future of Web3 through industry-leading blockchain infrastructure.As the leading provider of staking solutions, we help 500+ institutional clients optimize their crypto rewards, ...Show moreLast updated: 3 days ago Audit Director, Financial Crimes Compliance.Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Commi...Show moreLast updated: 2 days ago 
OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology.Want to apply Read all the information about this position below, then hit the apply button.
Operational Risk Management (ORM) is responsib...Show moreLast updated: 6 hours ago
This is a hybrid role, with the expectation that time working will regularly take place inside and outside of a company office.
The Director, Interest Rate Derivatives (IRD) Sales works on the deriv...Show moreLast updated: 8 hours ago Balance Sheet Management Practice Manager.A career in our Balance Sheet Management practice, within Financial Risk and Regulatory Services, will provide you with the opportunity to help business le...Show moreLast updated: 2 days ago 
This is a hybrid role, with the expectation that time working will regularly take place inside and outside of a company office.
The Director, Interest Rate Derivatives (IRD) Sales works on the deriv...Show moreLast updated: 1 day ago
FINANCIAL CRIMES ANALYST SENIOR I.Under the direction of the Screening Systems Manager, this colleague is responsible for performing model risk management tasks and responsibilities in support of t...Show moreLast updated: 5 days ago The Risk Manager will utilize advanced knowledge of insurance and brokerage operations in the administration and coordination of the risk management activities of the CRC Group, which may include a...Show moreLast updated: 1 day ago Compliance & Operational Risk Manager - Americas Control Room Manager.At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection...Show moreLast updated: 1 day ago Join Coinbase : Institutional Compliance Role.Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world.It's a massive, ambiti...Show moreLast updated: 2 days ago 
Enterprise Financial Risk Capital Risk Sr.Charlotte, North Carolina;New York, New York.To proceed with your application, you must be at least 18 years of age.
To proceed with your application, you m...Show moreLast updated: 5 days ago Work Location : New York, New York, United States of America Hours : 40 Pay Details : $92,220 - $149,310 USD TD is committed to providing fair and equitable compensation opportunities to all colleague...Show moreLast updated: 10 days ago Financial Crimes Analyst Senior I.Under the direction of the Screening Systems Manager, this colleague is responsible for performing model risk management tasks and responsibilities in support of t...Show moreLast updated: 15 hours ago
- Promoted
Senior Manager Financial Crimes Risk Controls Transformation
North Carolina StaffingCharlotte, NC, USFull-time
- Promoted
Manager, Broker-Dealer Compliance
Charlotte StaffingCharlotte, NC, USFull-time
- Promoted
Senior Commercial Portfolio Manager - Technology Finance
Huntington National BankCharlotte, NC, USFull-time
- Promoted
FinCrime Analyst (Senior) - Blockchain Transaction Monitoring
DeblockCharlotte, NC, USFull-time
- Promoted
Audit Manager I - Financial Crimes- AML
North Carolina StaffingCharlotte, NC, USFull-time
- Promoted
Crypto and Finance Analyst
FigmentCharlotte, NC, USFull-time
- Promoted
Audit Director, Financial Crimes Compliance
North Carolina StaffingCharlotte, NC, USFull-time +1
- Promoted
- New!
Operational Risk Business Oversight Manager I - Technology
City National BankCharlotte, North Carolina, USFull-time
- Promoted
- New!
Director Derivatives FX Capital Markets
First Citizens BankCharlotte, NC, United StatesFull-time
- Promoted
Financial Credit Risk, Manager
Charlotte StaffingCharlotte, NC, USFull-time
- Promoted
Director Derivatives FX Capital Markets
First CitizensCharlotte, NC, United StatesFull-time
- Promoted
Financial Crimes Analyst Senior I
City National BankCharlotte, NC, United StatesFull-time
- Promoted
Risk Manager
Charlotte StaffingCharlotte, NC, USFull-time
- Promoted
Compliance & Operational Risk Manager - Americas Control Room Manager
Charlotte StaffingCharlotte, NC, USFull-time
- Promoted
Manager, Broker-Dealer Compliance
North Carolina StaffingCharlotte, NC, USFull-time
- Promoted
Enterprise Financial Risk Capital Risk Sr. Specialist
Bank of AmericaCharlotte, NC, United StatesFull-time
- Promoted
Audit Manager II - Financial Crimes
North Carolina StaffingCharlotte, NC, USFull-time
- Promoted
- New!
Financial Crimes Analyst Senior I
Charlotte StaffingCharlotte, NC, USFull-time