A leading financial technology firm is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer. This full-time position requires over 15 years of compliance experience, proficiency with FINRA and SEC regulations, and strong leadership skills. With 100% remote flexibility, you will oversee compliance strategy and manage regulatory relationships, shaping the future of the fintech landscape. Competitive salary and benefits are offered, including equity participation.
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Chief Compliance Officer • San Francisco, CA, United States