Compliance Testing Manager

Compliance Testing Manager

LendingClub Bank's Enterprise Compliance Organization (ECO) team, as part of the Enterprise Risk Team, is responsible for maintaining an effective enterprise-wide compliance program, which consists of the BSA / AML, sanctions (Financial Crimes Compliance (FCC)) and regulatory compliance programs. We are looking for a Compliance Testing Manager to join the team the Compliance Testing Team. This role is responsible for leading independent testing reviews to validate the company's compliance with applicable consumer compliance federal laws / regulations and adherence to internal policies and procedures. The role will also focus on helping to innovate and enhance data-driven testing capabilities to identify opportunities to enhance the bank's system of controls.

What You'll Do

• Independently design, lead and execute Compliance Testing to assess control design and operating effectiveness over compliance risks
• Support development of Compliance Testing's data analytics and data monitoring tools to effectively test system and data driven processes
• Prepare compliance testing reports and workpapers that clearly present the results of testing and identify issues and recommendations
• Develop meaningful strong partnerships with the Business. Prepare, deliver, and effectively communicate analysis regarding testing results to senior leadership.
• Document compliance issues which are recorded, tracked and reported to ensure their appropriate and timely resolution
• Collaborate with and inform Compliance Advisory of key risks, trends and outcomes in testing activities.
• Assist ECO with the assessment and documentation of business processes, risks, and controls
• Provide support for other ECO program initiatives and activities as needed, including internal and external audits or regulatory exams and strategic projects

About You

Work Location : San Francisco or Lehi

The above locations are eligible offices for this role. The locations have been determined to foster in-person collaboration with this role's team or the related business lines. We utilize a hybrid work model, and our teams are in-office Tuesdays, Wednesdays, and Thursdays. In-person attendance is essential for this role's success, and remote placement will not be considered. LendingClub offers relocation, based on actual job level.

Time Zone Requirements : Local hours (PT, MT)

While the position will primarily work local hours, LendingClub is headquartered in Pacific Time and our ideal candidate will be flexible working across time zones when necessary.

Travel Requirements : As needed travel to LendingClub offices and / or other locations, as needed.

Compensation : The target base salary range for this position is 82,000-125,000. The base salary of the role will be determined by job-related knowledge, experience, education, skills, and location. Base salary is just one part of LendingClub's Total Rewards package. You may also be eligible for long-term awards (equity) and an annual bonus (which is based on company performance, employee performance and eligible earnings).

LendingClub is an equal opportunity employer and dedicated to diversity, equity, and inclusion in the workplace. We do not discriminate on the basis of race, religion, color, national origin, sex (including pregnancy, childbirth, reproductive health decisions, or related medical conditions), gender, gender identity, gender expression, sexual orientation, age, marital status, veteran status, disability status, political views or activity, or other applicable legally protected characteristics. We believe that a variety of perspectives will make our teams and business stronger as we work together to transform the traditional banking system.

We are committed to providing reasonable accommodations for qualified individuals with disabilities in our job application process. If you need assistance or an accommodation due to a disability, please contact us at interviewaccommodations@lendingclub.com.