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Specialized Consulting Manager

Specialized Consulting Manager

Wolters Kluwer Financial Services, Inc.Remote, MO, USA
30+ days ago
Job type
  • Full-time
  • Remote
Job description

With nearly two centuries of experience, Wolters Kluwer provides information and professional services for accounting, audit, business, compliance, finance, healthcare, legal, risk, and tax industries. Founded in 1836, we offer expert solutions backed by deep domain knowledge and specialized, intelligent technology to help clients make important decisions.

Within our Compliance division, the Advisory Services Group offers consulting services to financial institutions and financial technology firms to provide the expertise necessary to compete and grow in today’s regulatory environment. Our consultants combine thinking with our unrivaled first-hand industry knowledge to offer our clients a wide array of consulting services in the financial services industry.

As the Specialized Consulting Manager , you will support the provision of consulting and advisory services to assist clients in their efforts to meet legal and regulatory responsibilities, including compliance with federal financial consumer protection laws, as well as Bank Secrecy Act / Anti-Money Laundering (BSA / AML) and Office of Foreign Assets Control (OFAC) requirements. You will report to the Director, Specialized Consulting and work from your remote home office.

Key Responsibilities :

Responsible for assisting with planning, coordination, and fulfillment of client engagements.

Ability to work independently and collaboratively with financial institution clients to identify weaknesses and gaps, improve processes, analyze data, and to communicate observations, findings and recommendations.

Perform consulting and advisory services, including examination preparation, remediation of regulatory issues, development of compliance policies and procedures, evaluation of Compliance Management Systems (CMS), Compliance Risk Assessments, Fair Lending reviews and risk assessments, Comparative File Reviews, CRA self-assessments, CRA and HMDA Data Integrity Reviews, and BSA / AML independent reviews.

Perform transactional testing in support of CMS reviews and other compliance and fair lending review activities.

Knowledge of related regulatory requirements applicable to financial institutions including new developments and updates and an ability to engage in related team and customer discussions.

Maintain flexibility to adapt to changing priorities to meet business needs while maintaining strong attention to detail.

Understand client’s general business and technology environment, and work with team members to recommend and implement solutions.

Assist and support in the generation of formal reports and other deliverables.

Other Duties :

Ongoing thought leadership, willingness to serve as a speaker at industry conferences, research and draft white papers and published articles on relevant and timely regulatory topics.

Performs other duties and projects as assigned by supervisor or divisional leadership.

Job Qualifications :

Education and Certifications :

Bachelor’s degree in business, economics, finance or related field.

Minimum of ten years’ experience working in a compliance-related role in a financial institution environment, financial regulatory agency, or as a consultant specializing in regulatory compliance.

Desired Certifications :

Certified Regulatory Compliance Manager (CRCM)

Certified Community Bank Compliance Officer (CCBCO)

Certified Anti-Money Laundering Specialists (CAMS)

Certified Internal Auditor (“CIA”)

Preferred Qualifications :

Experience working in consumer compliance, BSA / AML and OFAC, fair lending, UDAAP, and CRA compliance roles.

Consulting experience leading and delivering advisory consulting services.

Regulatory agency experience conducting bank examinations.

Internal audit experience leading and managing internal audit activities in a financial institution environment.

Other Knowledge, Skills, Abilities :

Strong written and verbal presentation, reporting and meeting facilitation skills.

Ability to monitor, interpret and clearly communicate regulatory changes.

Strong analytical, reasoning, troubleshooting, and team-based problem-solving skills.

Ability to work both collaboratively with team members and autonomously on multiple projects.

Understanding of legal ethics and the ability to use good judgment and discretion, including confidentiality.

Ability to analyze information, formulate conclusions, and communicate information effectively in both written and oral formats.

Strong customer services skills and the ability to manage client relationships, analyzing and communicating customer needs and requirements.

Strong time management skills, ability to establish priorities and meet critical deadlines.

Ability to clearly document client operational and compliance processes.

Expert user of Microsoft Office tools including Excel, Word, and PowerPoint.