Co-Founder & CEO - AI RIA Compliance

Co-Founder & CEO - AI Compliance Platform for SEC & FINRA Firms

FutureSight is hiring an experienced and visionary Founding CEO to lead the launch of a new AI Compliance venture serving SEC- and FINRA-regulated firms. Today, compliance teams at RIAs and broker‑dealers spend countless hours manually reviewing marketing materials, employee communications, and trade records—driving up costs, slowing approvals, and increasing exam risk. Our venture is reimagining this workflow with an explainable, policy‑as‑code platform that brings all reviews into one intelligent, automated system—empowering compliance teams to move faster, cut costs, and stay confidently audit‑ready. As Founding CEO, you will shape the vision, build the team, and lead this transformation across the $10B regulatory technology market. We are launching pilots in early Q1 2026.

Responsibilities

• Win customers — Run pilots, shape pricing, and validate retention + expansion
• Build the product — Work with FutureSight's product / engineering pod to launch V1 by Q1 2026
• Raise capital — Lead the seed round with our initial investment
• Build your team — Hire your founding team and set the cultural foundation

About FutureSight

FutureSight is a venture studio that co‑creates and invests in B2B SaaS and Vertical AI startups alongside exceptional entrepreneurs. We give founders an unfair advantage—pairing hands‑on studio support with early capital, reducing risk and increasing the odds of success by 10x. We're led by a cross‑functional team of builders and investors, including Kevin Nguyen, Alan Smith, Prathna Ramesh, Dennis Ensing, Krista LaRiviere, Anupama Joshi, and John Carbrey.

What We Bring

What You Bring

What You Can Expect

Ready to Build?

Submit your Resume and profile and tell us more about why you think we should chat!

FutureSight is committed to diversity, equity, and inclusion. We welcome applicants of all backgrounds and experiences.

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