Vice President, Compliance

Vice President, Compliance

Morgan Stanley Services Group, Inc. seeks a Vice President, Compliance in Baltimore, Maryland.

Work within Global Financial Crimes (GFC) division which coordinates the day-to-day implementation of the Firm's financial crime prevention efforts. Identify potentially suspicious activities, protecting vulnerable individuals, and safeguarding the integrity of the financial system. Assist with the Firm's anti-money laundering (AML), sanctions, anti-corruption, and government and political activities compliance programs. Complete the Firm's annual AML, Economic Sanctions, Anti-Tax Evasion, Anti-Corruption, and Financial Crimes Country Risk Assessments. Identify data sourcing requirements and perform analytics on data related to the Firm's customers, products and services, and control environment. Draft written reports that present Risk Assessment results to senior business line and compliance stakeholders. Coordinate with multiple external stakeholders to complete complex projects in a timely manner. Conduct research and draft reports on a range of topics related to financial crimes compliance, including financial crimes regulatory and industry guidance, financial products and services, and financial crimes country risk. Telecommuting permitted up to 2 days per week.

Salary range for the position : $160,000 - $165,000 / Yr. The successful candidate may be eligible for an annual discretionary incentive compensation award. The successful candidate may be eligible to participate in the relevant business unit's incentive compensation plan, which also may include a discretionary bonus component. Morgan Stanley offers a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and 20 Vacation Days annually), 10 Paid Holidays, 401(k), and Short / Long Term Disability, in addition to other special perks reserved for our employees.

Requires a Bachelor's in Electronic Engineering, Financial Engineering, or a related field of study and five (5) years of experience in the position offered or five (5) years as a Vice President, Director, Business Systems Analyst, or a related role. Requires Five (5) years of experience with : Risk assessment processes and systems; Sourcing and analyzing risk assessment data related to customers, products and services, and control environment; Executing AML (anti-money laundering) and sanctions compliance systems including Know Your Customer (KYC), Customer Risk Ranking Rating (CRR), AML Transaction Monitoring (TM), and Sanctions related control environment; Implementing procedures to maintain compliance with AML, Sanctions laws and regulations; Developing data analysis, including creating pivot tables; Project Management; PowerPoint; and Writing and drafting business reports.