Americas Regulatory Operations VP

Americas Regulatory Operations VP

To manage operations within a business area and maintain processes, risk management initiatives and compliance with relevant regulators.

Accountabilities include :

• Identification of trends and opportunities to improve areas and develop new process and procedures through the monitoring and analysis of operation data and performance metrics.
• Management of operations for a business area and promote efficient processes, risk management and compliance initiatives to support the bank's operations.
• Collaboration with internal stakeholders (including business leaders, project manager and SMEs) and external stakeholders (including vendors and service providers) to support business operations and promote alignment with the bank's objectives and SLAs.
• Management of operational professionals and provide guidance, coaching and support to improve colleagues' delivery quality.
• Management and development of KPIs to measure the effectiveness of operation functions, utilizing data and technology to support the identification of areas that require improvement.
• Compliance with all regulatory requirements and internal policies related to customer experience.
• Creation of a safe environment for colleagues to speak up, actively and regularly encourage and solicit feedback to ensure people agenda remains focused on the right areas.
• Management of attrition by working closely with HR in implementing retention initiatives for workforce.

Vice President Expectations include :

All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset to Empower, Challenge and Drive the operating manual for how we behave.

Shape the future of regulatory excellence at Barclays. In your role as Americas Regulatory Operations VP, you'll guide the execution of mission-critical goals for our U.S. broker-dealer entities. Your work will ensure full alignment with SEC Rule 15c3-3 and related regulations, helping safeguard customer assets and uphold industry standards. You will need to bring deep technical knowledge of customer protection requirements, net capital computations, and the operational processes that govern possession and control of securities. Acting as a strategic advisor, you will collaborate with senior stakeholders, guide cross-functional teams, and engage directly with regulators and auditors to deliver trusted, transparent outcomes. If you thrive in a fast-paced, high-accountability environment and are enthusiastic about driving compliance with clarity and assurance, we would love to hear from you.

To be successful in your role as Americas Regulatory Operations VP, you should have :

Some other highly valued skills may include :

You may be assessed on the key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills.

This role is located in Whippany, NJ.

The minimum and maximum salary / rate information above include only base salary or base hourly rate. It does not include any other type of compensation or benefits that may be available.

Barclays employees are eligible for a suite of competitive and generous employee benefits, including medical, dental and vision coverage, 401(k), life insurance, and other paid leave for qualifying circumstances.

This position is eligible for an incentive award.