Talent.com
US Compliance Program - Monitoring Senior Associate
US Compliance Program - Monitoring Senior AssociateEY • Alpharetta, GA, US
No longer accepting applications
US Compliance Program - Monitoring Senior Associate

US Compliance Program - Monitoring Senior Associate

EY • Alpharetta, GA, US
9 days ago
Job type
  • Full-time
Job description

US Compliance Program - Monitoring Senior Associate

At EY, we're all in to shape your future with confidence. We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. Join EY and help to build a better working world.

Join our Core Business Services (CBS) team, where you will support the essential business enablement functions that keep our organization running strong. As a CBS professional, you will work across teams to provide the knowledge, resources, and tools that help EY deliver exceptional quality service to our clients, win in the marketplace, and support EY's growth and profitability. Major teams within CBS include Finance, Information Technology, Human Resources, Enterprise Support Services, Brand Marketing and Communications, Business Development, Knowledge, and Ethics & Compliance.

The Ethics & Compliance function helps protect EY from risks that arise from its professional practice. Ethics & Compliance teams provide coordinated advice and assistance on regulatory and risk management issues, as well as management and oversight regarding the organization's ethics.

Role Summary :

As a Compliance Program Monitoring Senior Associate, you will support the US Ethics & Compliance Program by :

  • Collaborating with Compliance Area Leaders (CALs) to identify potential regulatory non-compliance or elevated risks within the business
  • Executing integrated monitoring, reporting, and oversight
  • Creating and running data tests to interrogate transaction data and identify risk indicators and trends

You'll work independently, with periodic feedback.

Key Responsibilities :

  • Design and execute risk-based monitoring processes, reporting, and analysis across compliance areas to identify potential policy and regulatory compliance issues
  • Provide oversight, analyze results, and identify trends to help CALs manage risks
  • Collaborate with cross-functional teams to ensure accuracy in data collection and reporting processes, and create and maintain results dashboards in Power BI
  • Recommend improvements to monitoring processes in accordance with EY guidance and professional standards
  • Assess regulatory changes, resulting risks, and potential impact on compliance monitoring activities
  • Assist with oversight activities, including quarterly validation, annual certification, and ethics analysis
  • Gain an understanding of firm policies and regulatory requirements, and translate this knowledge into action plans and recommendations to address risks
  • Document procedures to meet internal and external review requirements
  • Assist with the execution of project plans, including goals and measures
  • Partner with data specialists to continually improve EY's compliance monitoring program
  • Skills and Attributes for Success :

  • Strong analytical and data interpretation skills
  • Ability to write clear processes and procedure manuals
  • Technical proficiency with analytical and project management tools
  • Well-developed organizational skills and ability to coordinate processes and projects across multiple internal stakeholder groups
  • Independent problem-solving and decision-making
  • High degree of personal ownership and accountability, with the ability to prioritize workload and deliver credible outputs within strict deadlines
  • Understand the need for change initiatives and act as a positive advocate for necessary changes
  • Analytical approach to evaluate existing processes to offer innovative ideas for improvement
  • To qualify, candidates must have :

  • Strong research and problem-solving skills
  • Astute attention to detail
  • Outstanding verbal and written communication skills
  • Proficient technology skills (Microsoft Office, SharePoint, workflow tools such as Archer are a plus)
  • Ability to successfully handle multiple tasks in a timely manner
  • Highest level of ethics and integrity
  • Solid understanding of compliance monitoring methodologies
  • Knowledge of DOJ compliance program guidance
  • Bachelor's degree or equivalent work experience
  • Approximately 3 5+ years related experience
  • At EY, we'll develop you with future-focused skills and equip you with world-class experiences. We'll empower you in a flexible environment, and fuel you and your extraordinary talents in a diverse and inclusive culture of globally connected teams.

  • We offer a comprehensive compensation and benefits package where you'll be rewarded based on your performance and recognized for the value you bring to the business.
  • Join us in our team-led and leader-enabled hybrid model. Our expectation is for most people in external, client serving roles to work together in person 40-60% of the time over the course of an engagement, project or year.
  • Under our flexible vacation policy, you'll decide how much vacation time you need based on your own personal circumstances. You'll also be granted time off for designated EY Paid Holidays, Winter / Summer breaks, Personal / Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
  • Are you ready to shape your future with confidence? Apply today. EY accepts applications for this position on an ongoing basis.

    EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities.

    EY | Building a better working world

    EY is building a better working world by creating new value for clients, people, society and the planet, while building trust in capital markets.

    Enabled by data, AI and advanced technology, EY teams help clients shape the future with confidence and develop answers for the most pressing issues of today and tomorrow.

    EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions.

    EY provides equal employment opportunities to applicants and employees without regard to race, color, religion, age, sex, sexual orientation, gender identity / expression, pregnancy, genetic information, national origin, protected veteran status, disability status, or any other legally protected basis, including arrest and conviction records, in accordance with applicable law.

    EY is committed to providing reasonable accommodation to qualified individuals with disabilities including veterans with disabilities. If you have a disability and either need assistance applying online or need to request an accommodation during any part of the application process, please call 1-800-EY-HELP3, select Option 2 for candidate related inquiries, then select Option 1 for candidate queries and finally select Option 2 for candidates with an inquiry which will route you to EY's Talent Shared Services Team (TSS) or email the TSS at ssc.customersupport@ey.com.

    Nearest Major Market : Alpharetta

    Nearest Secondary Market : Atlanta

    Create a job alert for this search

    Associate Compliance • Alpharetta, GA, US

    Related jobs
    Senior Manager, Security & Crisis Management

    Senior Manager, Security & Crisis Management

    Georgia Staffing • Atlanta, GA, US
    Full-time
    Senior Manager, Security & Crisis Management.At GE Appliances, a Haier company, we come together to make "good things, for life. As the fastest-growing appliance company in the U.We believe in the p...Show more
    Last updated: 3 days ago • Promoted
    Lead Program Management Specialist

    Lead Program Management Specialist

    Atlanta Staffing • Atlanta, GA, US
    Full-time
    Lead Program Management Specialist.The Lead Program Management Specialist will lead the cross-functional team to ensure the successful delivery of the Naval Air Systems Command (NAVAIR) PBL Contrac...Show more
    Last updated: 4 days ago • Promoted
    Cyber Security Program Manager II : 24-02439

    Cyber Security Program Manager II : 24-02439

    Akraya Inc • Atlanta, Georgia, United States
    Full-time
    Quick Apply
    Primary Skills : Data Analytics, Cyber Threats, Graphic Design, Presentation skills, Security, Campaigns,.Duration : 12 Months (Possible Extension). Location Atlanta, GA (3LI-Hybrid).Pay Range : $70 -...Show more
    Last updated: 30+ days ago
    Universal Associate

    Universal Associate

    Georgia United Credit Union • Conyers, GA, United States
    Full-time
    The starting salary for this position is $.Welcome and directs members visiting the branch, creating a positive member experience from start to finish. Presents and explains credit union services an...Show more
    Last updated: 6 days ago • Promoted
    Associate Director

    Associate Director

    Avanos • Alpharetta, GA, US
    Full-time
    Associate Director, Marketing Operations.Here at Avanos Medical, we passionately believe in three things : .Making a difference in our products, services and offers, never ceasing to fight for ground...Show more
    Last updated: 28 days ago • Promoted
    CTPAT & Supply Chain Compliance Leader

    CTPAT & Supply Chain Compliance Leader

    Hisense USA • Suwanee, GA, US
    Full-time
    CTPAT (Customs Trade Partnership Against Terrorism) & Supply Chain Compliance Leader.The CTPAT (Customs Trade Partnership Against Terrorism) & Supply Chain Compliance Leader will be responsible for...Show more
    Last updated: 2 hours ago • Promoted • New!
    Associate Director, Global Change Program – Georgia Institute of Technology

    Associate Director, Global Change Program – Georgia Institute of Technology

    MPOWIR Mentoring Physical Oceanography Women to Increase Retention • Atlanta, GA, United States
    Full-time
    Associate Director, Global Change Program – Georgia Institute of Technology.Multidisciplinary Faculty Position.Associate Director – Global Change Program. The Georgia Institute of Technology invites...Show more
    Last updated: 30+ days ago • Promoted
    Program Manager

    Program Manager

    RELX • Alpharetta, GA, US
    Full-time
    At LexisNexis Risk Solutions, we help insurance carriers, automakers and law enforcement agencies as well as healthcare payers and providers make faster and more informed decisions.Our data and ana...Show more
    Last updated: 30+ days ago • Promoted
    Sr Director Program Mgmt

    Sr Director Program Mgmt

    Georgia Staffing • Atlanta, GA, US
    Full-time
    Director of Program Management and Chief of Staff.Director of Program Management and Chief of Staff you will work across the OCI Platform organization to drive the rhythm of the business and manage...Show more
    Last updated: 2 days ago • Promoted
    Associate Director, Accelerator Operations

    Associate Director, Accelerator Operations

    Braven • Atlanta, GA, US
    Full-time
    Quick Apply
    Associate Director, Accelerator Operations.In-Person in Atlanta (GA), Chicago (IL), or New York City (NYC) .Braven is a national nonprofit that prepares promising college students to sec...Show more
    Last updated: 26 days ago
    Asset Protection Associate

    Asset Protection Associate

    Walmart • Woodstock, GA, US
    Full-time
    The role focuses on the safety and security of our associates, customers, and merchandise.Working in this role will involve investigating, thinking critically, and working to solve complex problems...Show more
    Last updated: 2 hours ago • Promoted • New!
    Technology and Innovation - OneStream Associate Director

    Technology and Innovation - OneStream Associate Director

    Riveron • Atlanta, GA, United States
    Full-time
    Technology and Innovation - OneStream Associate Director.Riveron is looking for an Associate Director focused on OneStream software to join our Technology and Innovation practice.The Associate Dire...Show more
    Last updated: 2 days ago • Promoted
    Senior Director, Corporate Compliance, Risk Management

    Senior Director, Corporate Compliance, Risk Management

    United Therapeutics • Atlanta, GA, United States
    Full-time
    California, US residents click here (https : / / www.UNITHER%20Applicant%20Notice%20-%20%2812-22-23%29%20Final%202.The job details are as follows : . We are the first publicly-traded biotech or pharmaceut...Show more
    Last updated: 4 days ago • Promoted
    USA_Program Manager

    USA_Program Manager

    Varite • Atlanta, GA, US
    Full-time
    The Program Manager GRC is responsible for leading enterprise-level governance, risk, and compliance initiatives to ensure the organization maintains a strong security and regulatory posture.This ...Show more
    Last updated: 12 days ago • Promoted
    Sr Director Program Mgmt

    Sr Director Program Mgmt

    Atlanta Staffing • Atlanta, GA, US
    Full-time
    Director Of Program Management And Chief Of Staff.Director of Program Management and Chief of Staff you will work across the OCI Platform organization to drive the rhythm of the business and manage...Show more
    Last updated: 4 days ago • Promoted
    Compliance Program Manager Dangerous Goods

    Compliance Program Manager Dangerous Goods

    Flexport • Atlanta, Georgia, USA
    Full-time
    At Flexport we believe global trade can move the human race forward.Thats why its our mission to make global commerce so easy there will be more of it. Were shaping the future of a $10T industry wit...Show more
    Last updated: 4 days ago • Promoted
    Compliance ConMon (AMER) Principal PM

    Compliance ConMon (AMER) Principal PM

    Atlanta Staffing • Atlanta, GA, US
    Full-time
    Principal Compliance Program Manager.Oracle Cloud Infrastructure (OCI) is growing rapidly, with a footprint that has expanded over 400% in the last two years and is expected to continue this growth...Show more
    Last updated: 21 days ago • Promoted
    Senior Associate Director, Programs The Task Force for Global Health

    Senior Associate Director, Programs The Task Force for Global Health

    Emory • Decatur, Georgia, USA
    Full-time
    Discover Your Career at Emory University.Emory University is a leading research university that fosters excellence and attracts world-class talent to innovate today and prepare leaders for the futu...Show more
    Last updated: 8 days ago • Promoted