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QA Director OR Manager / Fixed Income Back Office QA / Capital Markets

QA Director OR Manager / Fixed Income Back Office QA / Capital Markets

RIT Solutions, Inc.Sunrise, FL, United States
17 hours ago
Job type
  • Full-time
Job description

QA Director OR Manager / Fixed Income Back Office QA / Capital Markets

Hybrid / Charlotte, NC

Charlotte, NC (Hybrid - 3 days onsite)

Position Summary :

SMBC is seeking a seasoned Director of Quality Assurance (QA) to lead the testing and validation efforts across its Fixed Income Back Office systems . This role demands deep subject matter expertise in clearing, settlement, regulatory reporting, and risk processes specific to the Fixed Income space. The ideal candidate will be both strategic and hands-on , capable of leading a QA team while working closely with technology, operations, and regulatory stakeholders to ensure robust, compliant, and scalable solutions.

Key Responsibilities :

  • Lead the QA strategy for Fixed Income back office applications, including trade capture, clearance, settlement, reconciliation, and regulatory reporting systems.
  • ct as the subject matter expert (SME) on Fixed Income lifecycle events, including :

USTs, MBS, Agencies, Corporates

  • DTCC, FICC, Euroclear and other clearing venues
  • T+1 / T+2 settlement cycles
  • Define and implement test plans , test cases , and utomation frameworks that validate both functionality and compliance with regulatory mandates (e.g., TRACE, 15c3-3, CSDR).
  • Manage and mentor a team of QA analysts and test engineers; promote best practices in test design, documentation, and execution.
  • Collaborate with technology teams on development sprints , ensuring early QA involvement in requirements grooming and design discussions.
  • Partner with operations, risk, and compliance to validate end-to-end workflows and mitigate downstream impact of software releases.
  • Drive regression testing strategy across interconnected systems; ensure traceability from business requirements to test execution.
  • Serve as the primary liaison with business stakeholders on QA delivery timelines, defect triaging, and release readiness.
  • Oversee vendor QA deliverables for any third-party systems or integration partners.
  • Required Qualifications :

  • 10+ years of experience in Capital Markets QA or Technology, with at least 5 years in a leadership or director role.
  • Extensive knowledge of Fixed Income operations : trade capture, confirmation, allocation, clearance, and settlement.
  • Strong familiarity with post-trade regulatory requirements (e.g., TRACE, CAT, SFTR, CSDR).
  • Hands-on experience with QA tools such as JIRA, Quality Center, Selenium, Postman, or similar platforms.
  • Demonstrated ability to write and review complex test scenarios , both manual and automated.
  • Working knowledge of message formats (SWIFT, FIX, XML), and testing integration with custodians and clearing houses.
  • Solid understanding of risk mitigation related to break management, fails, and exception processing.
  • Strong communication and presentation skills; able to interface with senior leadership, compliance, and IT teams.
  • Preferred Qualifications :

  • Prior experience with QA in a U.S. broker-dealer or international fixed income desk .
  • Exposure to modern automation tools and CI / CD pipelines.
  • Familiarity with settlement platforms like Client, Murex, Calypso, or homegrown proprietary platforms.
  • Understanding of trade enrichment, security master, and P&L attribution workflows.
  • Work Arrangement :

  • This role is onsite 3 days per week in the Charlotte, NC office.
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    Director Qa • Sunrise, FL, United States

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