Talent.com
Managing Director, Global Head of Audit
Managing Director, Global Head of AuditBarings • Charlotte, NC, US
Managing Director, Global Head of Audit

Managing Director, Global Head of Audit

Barings • Charlotte, NC, US
6 days ago
Job type
  • Full-time
Job description

Managing Director, Global Head of Audit

At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.

Barings is a leading global financial services firm dedicated to meeting the evolving investment and capital needs of our clients and customers. Through active asset management and direct origination, we provide innovative solutions and access to differentiated opportunities across public and private capital markets. A subsidiary of MassMutual, Barings maintains a strong global presence with business and investment professionals located across North America, Europe, and Asia Pacific.

Job Summary

The Global Head of Audit at Barings is a pivotal leader responsible for driving the firm's strategic audit initiatives and ensuring robust risk management across all business lines and Barings subsidiaries. This role supports Barings' multi-year strategy to grow the business, enhance profitability, and deliver superior customer outcomes, while maintaining operational effectiveness and efficiency. Independence is essential, and this role will have an administrative reporting line to the Chief Administrative Officer and direct accountability to the General Auditor of MassMutual, who reports to the Audit Committee of Barings' parent entity.

Expected Impact

  • Enhance Barings' management of risk and controls and support operational efficiency.
  • Ensure compliance with regulatory requirements and internal policies.
  • Foster a culture of integrity, transparency, and continuous improvement.
  • Support Barings' strategic objectives and long-term vision.

Primary Responsibilities

  • Strategic Leadership
  • Develop and execute a risk-based annual audit plan, approved by the Audit Committee.

  • Collaborate with senior management, the Barings Audit Committee, and affiliate teams to set the strategic direction for the Internal Audit function.
  • Design multi-year audit programs focused on financial, operational, and IT risks, recommending effective mitigation strategies.
  • Report risk and control issues directly to senior management and the Audit Committee, providing clear directional and thematic feedback, as well as recommendations for improvement.
  • Audit Execution
  • Oversee the execution of audits, proactively identifying and responding to emerging risks.

  • Conduct timely risk assessments and maintain the audit universe for all auditable entities.
  • Independently evaluate controls and ensure compliance with policies, procedures, and regulations across all functions, including investments, IT, operations, credit, and finance.
  • Review audit reports for accuracy, relevance, and clarity; ensure findings and recommendations are actionable.
  • Monitor, track, and validate remediation of audit findings to ensure timely and effective resolution.
  • Team Development
  • Lead, mentor, and develop a team of audit professionals, fostering career growth and skill enhancement.

  • Ensure effective resourcing of the audit function, including oversight of internal staff and external partners.
  • Manage relationships with external resources and co-source partners.
  • Audit Operations
  • Experience leading teams through technological enhancement, such as increased use of data analytics and Gen AI.

  • Ensuring the Internal Audit functions' adherence to global and regional audit standards and requirements.
  • Maintain confidentiality and protect sensitive information within the audit function.
  • Lead quality assurance and improvement processes in alignment with affiliate practices and Institute of Internal Auditors standards.
  • Qualifications

  • Extensive experience in the Asset Management industry is strongly preferred.
  • Extensive experience implementing an integrated internal audit frameworks across all business lines, functions, and shared services.
  • Proven track record in establishing audit committee structures and governance protocols that enable enterprise-wide assurance, including experience reporting to and / or chairing Audit Committees comprised of executive management and Board members.
  • Deep understanding of regulatory requirements relevant to internal audit.
  • Expertise in effective communication with Boards of Directors, executive leadership teams, and other key stakeholders.
  • Strong knowledge of global markets and financial instruments, with the ability to evaluate the effectiveness of risk management, controls, and governance processes.
  • Key Competencies

  • Independence : Maintains objectivity and autonomy from day-to-day operations.
  • Business Acumen : Demonstrates deep industry knowledge and sound judgment.
  • Collaboration : Builds strong relationships across functions, subsidiaries, and affiliates.
  • Integrity : Upholds the highest ethical standards and delivers difficult news when necessary.
  • Leadership : Proactively develops team members and drives continuous improvement.
  • Barings is an Equal Employment Opportunity employer; we welcome all persons to apply.

    Barings offers a comprehensive benefits package including :

  • Medical (including Virtual Care), Prescription, Dental, and Vision Coverage
  • Fitness Center Reimbursement Program (Including Online Memberships)
  • Employee Assistance Program (EAP)
  • Fertility Benefits
  • Highly competitive 401(k) Plan with Company Match
  • Health Savings Account (HSA) with Company Contributions
  • Flexible Spending Accounts (FSA) - Health Care & Dependent Care
  • Retirement Health Reimbursement Account
  • Basic and Supplemental Life Insurance
  • Spouse and Child Life Insurance
  • Paid Vacation, Sick Days and Annual Holidays
  • Paid Leave of Absences (Maternity Leave, Parental Leave, Caregiver Leave, Bereavement Time)
  • Short and Long Term Disability Plans
  • Paid Volunteer Time
  • Education Assistance Program
  • Charitable Matching Gifts Program
  • Commuter Reimbursement Program
  • Adoption and Surrogacy Reimbursement Program
  • Create a job alert for this search

    Director Of Audit • Charlotte, NC, US

    Related jobs
    Director of Trade Compliance-Heavy Equipment

    Director of Trade Compliance-Heavy Equipment

    Kimmel & Associates • Charlotte, NC, US
    Full-time
    Our client, a global leader in the rail industry, is seeking an accomplished Director of Trade Compliance to lead its international compliance program. This role offers the opportunity to build and ...Show more
    Last updated: 30+ days ago • Promoted
    Internal Auditor

    Internal Auditor

    Family Trust Federal Credit Union • Rock Hill, SC, United States
    Full-time
    The Internal Auditor supports the Internal Audit Department's goal of providing independent, objective, assurance and consulting services to the Board of Directors, Supervisory Committee and Senior...Show more
    Last updated: 18 days ago • Promoted
    Corporate Chef

    Corporate Chef

    UNOX Inc • Denver, NC, United States
    Full-time
    Unox, a global leader in high-performance cooking equipment and proudly certified as a Great Place to Work® in Europe for seven consecutive years, is seeking a. This entry-level role blends culinary...Show more
    Last updated: 2 days ago • Promoted
    General Manager

    General Manager

    Hardee's • Statesville, NC, US
    Full-time
    Seeking talented, enthusiastic, guest focused leaders to help our brand grow!.The General Manager is responsible and accountable for performing specific tasks and duties, as assigned.The General Ma...Show more
    Last updated: 30+ days ago • Promoted
    Head of Global Product Audit (Sr. Director)

    Head of Global Product Audit (Sr. Director)

    Charlotte Staffing • Charlotte, NC, US
    Full-time
    We are seeking an experienced and execution-focused leader to serve as the Head of Global Product Audit.This new role will drive the execution of Grant Thornton's product strategy for the Audit se...Show more
    Last updated: 21 days ago • Promoted
    Lead Transaction Management Director

    Lead Transaction Management Director

    GAPP-Partners • Charlotte, NC, US
    Permanent
    Lead Transaction Management Director.Capital Markets Document Negotiation experience, or equivalent experience demonstrated through one or a combination of the following : work experience, training,...Show more
    Last updated: 5 days ago • Promoted
    Tax Senior / Manager / Senior Manager / Director Asset Management

    Tax Senior / Manager / Senior Manager / Director Asset Management

    Catalyst Labs, LLC • Charlotte, NC, United States
    Full-time
    About the job Tax Senior / Manager / Senior Manager / Director Asset Management.Cayman Islands | Bermuda | Bahamas | British Virgin Islands | Crown Dependencies (e. Jersey, Guernsey, Isle of Man).We...Show more
    Last updated: 26 days ago • Promoted
    VP - Tech & Fixed Assets Accounting

    VP - Tech & Fixed Assets Accounting

    LPL Financial • Fort Mill, SC, US
    Full-time
    VP Of Tech & Fixed Assets Accounting.What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue...Show more
    Last updated: 30+ days ago • Promoted
    FP&A Director, Corporate

    FP&A Director, Corporate

    Palmetto • Charlotte, NC, US
    Full-time
    Palmetto is a leading clean tech company on a mission to accelerate the transition to a clean energy future.With a belief that consumers can have it all, we are an uncompromising energy company tha...Show more
    Last updated: 22 days ago • Promoted
    Managing Director Advisory Services

    Managing Director Advisory Services

    Premier, Inc • Charlotte, NC, United States
    Full-time
    Managing Director Advisory Services.This role will lead and manage a team of consultants across multiple healthcare consulting projects, ensuring high-quality delivery and client satisfaction.The p...Show more
    Last updated: 30+ days ago • Promoted
    Accounting Manager - Sutter

    Accounting Manager - Sutter

    Williams-Sonoma • Claremont, NC, United States
    Full-time
    About Williams-Sonoma - Claremont, NC.Since it was founded in 1956, Williams - Sonoma has grown from Chuck Williams' single store in Sonoma, CA into one of the largest retailers in the country, wit...Show more
    Last updated: 14 days ago • Promoted
    Managing Director, Mergers & Acquisitions and 12 Posted on 11 / 23 / 2021 Trending

    Managing Director, Mergers & Acquisitions and 12 Posted on 11 / 23 / 2021 Trending

    Kroll • Charlotte, NC, United States
    Full-time
    Managing Director, Mergers & Acquisitions.In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens.Our sharp analytical sk...Show more
    Last updated: 10 days ago • Promoted
    Director Of Nursing

    Director Of Nursing

    BrightSpring Health Services • Statesville, NC, United States
    Full-time
    US-NC-CONOVER | US-NC-WINSTON SALEM | US-NC-SHELBY | US-NC-STATESVILLE.Join a team of passionate and caring clinicians who make a difference in people's lives. Our nursing group focuses on compassio...Show more
    Last updated: 10 days ago • Promoted
    Manger - Tech & Fixed Assets Accounting

    Manger - Tech & Fixed Assets Accounting

    LPL Financial Holdings, Inc. • Fort Mill, SC, United States
    Full-time
    At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. If you're ready to take the next step, discover what's possible ...Show more
    Last updated: 26 days ago • Promoted
    Director of Trade Compliance-Heavy Equipment

    Director of Trade Compliance-Heavy Equipment

    Kimmel and Associates • Charlotte, NC, US
    Full-time
    About the Company : Our client, a global leader in the rail industry, is seeking an accomplished Director of Trade Compliance to lead its international compliance program. This role offers the opport...Show more
    Last updated: 2 days ago • Promoted
    General Manager(05558) - 1837 E Broad St

    General Manager(05558) - 1837 E Broad St

    Domino's Pizza • Statesville, NC, US
    Full-time
    You've been working your way up in the restaurant world for awhile.Maybe you even have a little college under your belt on the subject. Whatever the case may be, you know you want to manage a restau...Show more
    Last updated: 30+ days ago • Promoted
    Accounting Manager

    Accounting Manager

    AccruePartners • Claremont, NC, United States
    Part-time
    A financially stable and profitable salvage business headquartered in Claremont, North Carolina.The company operates in a blue-collar, rural environment and is in an active growth phase.Working to ...Show more
    Last updated: 18 days ago • Promoted
    Operations Director

    Operations Director

    First American • Fort Mill, SC, US
    Full-time
    ServiceMac is a new sub-servicing entity backed by some of the leading practitioners of the mortgage servicing industry.ServiceMac is focused on providing superior technology, products, and service...Show more
    Last updated: 1 day ago • Promoted