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Sr. Compliance Officer - Consumer Deposits

Sr. Compliance Officer - Consumer Deposits

Chicago StaffingCleveland, OH, US
2 days ago
Job type
  • Full-time
Job description

Senior Compliance Officer

Location : 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. They will provide subject matter expertise of federal regulations and advanced second line of defense oversight to various lines of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks are mitigated according to Key's Risk & Control Self-Assessment (RCSA) Procedures and applicable policies. The Senior Compliance Office will research, interpret and assist with applying laws and federal regulations to each applicable line of business processes and systems.

Essential Job Functions :

  • Provide advanced subject matter expertise to the first line of defense for the development of new products and / or processes.
  • Conduct compliance monitoring to proactively identify process improvements or control gaps and facilitate necessary changes.
  • Assist with internal and external regulatory compliance exams.
  • Proactively identify process improvements or control gaps and facilitate necessary associated changes.
  • Keep abreast of new laws and regulations.
  • Educate and provide consultative advice on various regulations.
  • Provide independent review and challenge on various line of business activities.
  • Participate in or lead various projects related to mitigating risk to Key.
  • Conduct gap analyses and testing to ensure compliance risks are mitigated appropriately.

Required Qualifications :

  • Bachelor's Degree required; Juris Doctorate or CRCM preferred.
  • Minimum 5 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience.
  • Demonstrated knowledge of Regulations E, CC, DD and D, Electronic Signatures in Commercia, UDAAP, deposit insurance coverage (12 CFR 330), Joint Guidance on Overdraft Protection Programs, and other social media or advertising requirements.
  • Expertise in regulatory requirements for deposit account origination, including digital origination.
  • Expertise in regulatory requirements for online / mobile deposit account services.
  • Strong relationship management and leadership skills. Proven ability to work in a team environment.
  • Sound decision-making skills; able to make decisions independently and quickly.
  • Solid written and oral communication skills and the ability to communicate up and across the organization.
  • Strong research skills coupled with strong problem solving / analytical skills.
  • Strong attention to detail.

    • Compensation and Benefits This position is eligible to earn a base salary in the range of $94,000.00 - $175,000.00 annually. Placement within the pay range may differ based upon various factors, including but not limited to skills, experience and geographic location. Compensation for this role also includes eligibility for incentive compensation subject to individual and company performance. For a list of benefits for which this position is eligible, please visit the provided link.

    KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, genetic information, pregnancy, disability, veteran status or any other characteristic protected by law. Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing HR_Compliance@keybank.com.

    KeyBank is an organization collectively committed to helping you unlock your potential and discover what truly drives you. Working here means sharing our purpose to help our clients, colleagues, and communities thrive. You'll find genuinely supportive teammates, a flexible, inclusive work environment, challenging projects, accessible leaders, and opportunities to grow in your position and your career. For 200 years, Key has opened doors in our communities. Let us open one for you.

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    Compliance Officer • Cleveland, OH, US