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15076FD Compliance Associate & Associate Corporate Secretary (Hybrid)
15076FD Compliance Associate & Associate Corporate Secretary (Hybrid)ACG Resources • New York, NY, US
15076FD Compliance Associate & Associate Corporate Secretary (Hybrid)

15076FD Compliance Associate & Associate Corporate Secretary (Hybrid)

ACG Resources • New York, NY, US
1 day ago
Job type
  • Full-time
Job description

Job Description

Job Description

Compliance Associate & Associate Corporate Secretary (Hybrid)

Located in Manhattan

Exempt | Salary Range : $80,000 – $100,000 + Discretionary Bonus Eligibility

(Based on qualitative and / or quantitative performance factors)

Are you a detail-driven professional who thrives at the intersection of  corporate governance, compliance, and strategy ? Join our collaborative, high-performing team as a  Compliance Associate & Associate Corporate Secretary —a unique hybrid role offering meaningful exposure to both regulatory operations and board governance.

Key Responsibilities

Compliance & Regulatory Oversight

  • Support the Senior Compliance Officer in developing and maintaining compliance policies and procedures that align with laws and regulations.
  • Conduct oversight and testing to ensure the adequacy of compliance programs related to insider trading and securities matters, including e-mail monitoring.
  • Implement procedures for new regulatory requirements; manage relevant filings and documentation.
  • Coordinate and prepare responses for internal or external compliance reviews and examinations.
  • Deliver ongoing compliance training sessions for staff and maintain training records.
  • Liaise with external counsel and senior management to assess potential risks and develop mitigation strategies.
  • Conduct internal audits and monitor adherence to corporate rules and regulations.

Corporate Governance Support

  • Collaborate with the Corporate Secretary to organize Board, Compliance Committee, and Best Execution meetings—including scheduling, agenda preparation, and drafting minutes.
  • Maintain and update governance documents (bylaws, charters, etc.) and coordinate state filings.
  • Ensure governance and compliance information is well-documented, accurate, and accessible.

    • Experience / Qualifications :

  • Education :  Bachelor’s degree in Business Administration, Communications, Political Science, Economics, or related field (or equivalent work experience).
  • Experience :  1–3 years in corporate planning, governance, auditing, compliance, or a related regulatory role. Exposure to compliance processes is a plus.
  • Skills :

    • Strong written and verbal communication; able to distill complex issues clearly.

  • Excellent organizational and multitasking ability with keen attention to detail.
  • Collaborative mindset, adaptability, and a proactive approach to deadlines.
  • Fluency in English required.

    • What We Offer

  • Competitive base salary ($80,000–$100,000)
  • Annual discretionary bonus opportunity
  • Comprehensive benefits package
  • Hybrid work flexibility
  • Professional growth and mentorship opportunities within a values-driven culture

    • #acgresourcesjobs

    Company Description

    Great opportunity, visible role

    Company Description

    Great opportunity, visible role

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    Associate Compliance • New York, NY, US