Talent.com
US Compliance Program - Monitoring Senior Associate
US Compliance Program - Monitoring Senior AssociateMaryland Staffing • Baltimore, MD, US
No longer accepting applications
US Compliance Program - Monitoring Senior Associate

US Compliance Program - Monitoring Senior Associate

Maryland Staffing • Baltimore, MD, US
3 days ago
Job type
  • Full-time
Job description

US Compliance Program Monitoring Senior Associate

At EY, we'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. Join EY and help to build a better working world. As a Compliance Program Monitoring Senior Associate, you will support the US Ethics & Compliance Program by :

  • Collaborating with Compliance Area Leaders to identify potential regulatory non-compliance or elevated risks within the business
  • Executing integrated monitoring, reporting, and oversight
  • Creating and running data tests to interrogate transaction data and identify risk indicators and trends

You'll work independently, with periodic feedback.

Key responsibilities include :

  • Design and execute risk-based monitoring processes, reporting, and analysis across compliance areas to identify potential policy and regulatory compliance issues
  • Provide oversight, analyze results, and identify trends to help Compliance Area Leaders manage risks
  • Collaborate with cross-functional teams to ensure accuracy in data collection and reporting processes, and create and maintain results dashboards in Power BI
  • Recommend improvements to monitoring processes in accordance with EY guidance and professional standards
  • Assess regulatory changes, resulting risks, and potential impact on compliance monitoring activities
  • Assist with oversight activities, including quarterly validation, annual certification, and ethics analysis
  • Gain an understanding of firm policies and regulatory requirements, and translate this knowledge into action plans and recommendations to address risks
  • Document procedures to meet internal and external review requirements
  • Assist with the execution of project plans, including goals and measures
  • Partner with data specialists to continually improve EY's compliance monitoring program
  • Skills and attributes for success are :

  • Strong analytical and data interpretation skills
  • Ability to write clear processes and procedure manuals
  • Technical proficiency with analytical and project management tools
  • Well-developed organizational skills and ability to coordinate processes and projects across multiple internal stakeholder groups
  • Independent problem-solving and decision-making
  • High degree of personal ownership and accountability, with the ability to prioritize workload and deliver credible outputs within strict deadlines
  • Understand the need for change initiatives and act as a positive advocate for necessary changes
  • Analytical approach to evaluate existing processes to offer innovative ideas for improvement
  • To qualify, candidates must have :

  • Strong research and problem-solving skills
  • Astute attention to detail
  • Outstanding verbal and written communication skills
  • Proficient technology skills (Microsoft Office, SharePoint, workflow tools such as Archer are a plus)
  • Ability to successfully handle multiple tasks in a timely manner
  • Highest level of ethics and integrity
  • Solid understanding of compliance monitoring methodologies
  • Knowledge of DOJ compliance program guidance
  • Bachelor's degree or equivalent work experience
  • Approximately 35+ years related experience
  • At EY, we'll develop you with future-focused skills and equip you with world-class experiences. We'll empower you in a flexible environment, and fuel you and your extraordinary talents in a diverse and inclusive culture of globally connected teams. We offer a comprehensive compensation and benefits package where you'll be rewarded based on your performance and recognized for the value you bring to the business. The base salary range for this job in all geographic locations in the US is $64,200 to $116,400. The base salary range for New York City Metro Area, Washington State and California (excluding Sacramento) is $77,000 to $132,300. Individual salaries within those ranges are determined through a wide variety of factors including but not limited to education, experience, knowledge, skills and geography. In addition, our Total Rewards package includes medical and dental coverage, pension and 401(k) plans, and a wide range of paid time off options.

    Join us in our team-led and leader-enabled hybrid model. Our expectation is for most people in external, client serving roles to work together in person 40-60% of the time over the course of an engagement, project or year. Under our flexible vacation policy, you'll decide how much vacation time you need based on your own personal circumstances. You'll also be granted time off for designated EY Paid Holidays, Winter / Summer breaks, Personal / Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.

    Are you ready to shape your future with confidence? Apply today. EY accepts applications for this position on an on-going basis. For those living in California, please click here for additional information. EY is building a better working world by creating new value for clients, people, society and the planet, while building trust in capital markets. EY provides equal employment opportunities to applicants and employees without regard to race, color, religion, age, sex, sexual orientation, gender identity / expression, pregnancy, genetic information, national origin, protected veteran status, disability status, or any other legally protected basis, including arrest and conviction records. If you have a disability and either need assistance applying online or need to request an accommodation during any part of the application process, please call 1-800-EY-HELP3, select Option 2 for candidate related inquiries, then select Option 1 for candidate queries and finally select Option 2 for candidates with an inquiry which will route you to EY's Talent Shared Services Team (TSS) or email the TSS at ssc.customersupport@ey.com.

    Create a job alert for this search

    Associate Compliance • Baltimore, MD, US

    Related jobs
    Director, Digital Operations & Transformation

    Director, Digital Operations & Transformation

    Element Fleet Corporation • Sparks, MD, United States
    Full-time
    Get started on an exciting career at Element!.Element employees make a difference in the lives of others every day.We are re-defining the fleet management industry to be people first, then business...Show more
    Last updated: 1 day ago • Promoted
    Senior Project Manager - Audio Video

    Senior Project Manager - Audio Video

    Diversified • Annapolis, MD, United States
    Full-time
    Diversified is a global leader in audio visual and media innovation, recognized for designing and building the world's most experiential environments. Our award-winning team specializes in deliverin...Show more
    Last updated: 20 days ago • Promoted
    Senior Associate Program Manager

    Senior Associate Program Manager

    Synergy Interactive • Bethesda, MD, United States
    Full-time
    We are seeking a Senior Associate Program Manager to support day-to-day project coordination and ensure smooth execution across cross-functional teams. This role will be responsible for tracking pro...Show more
    Last updated: 6 hours ago • Promoted • New!
    Speech Language Pathologist (SLP) - Inpatient Rehab PRN

    Speech Language Pathologist (SLP) - Inpatient Rehab PRN

    MedStar Health • Parkton, MD, United States
    Temporary
    About this Job : MedStar Health is looking for a Speech Language Pathologist to join our team at MedStar Good Samaritan Hospital! The Speech-Language Pathologist provides speech-language pathology...Show more
    Last updated: 15 days ago • Promoted
    Security Compliance Program Manager

    Security Compliance Program Manager

    Innovative Defense Technologies (IDT) • Arlington, VA, US
    Full-time
    Innovative Defense Technologies.IDT), provider of cutting-edge cloud-based integration, automated testing and data analysis for complex, mission-critical systems in the US Department of Defense (DO...Show more
    Last updated: 30+ days ago
    FPI Corporate Associate Director Practice Operations- On-site

    FPI Corporate Associate Director Practice Operations- On-site

    University of MD Faculty Physicians Inc. • Bel Air, MD, US
    Full-time
    Strategic & Administrative Support.Provides leaders with analytical insight to advance FPI’s strategic and operational priorities. Partners across disciplines to translate strategy into ac...Show more
    Last updated: 2 days ago • Promoted
    Senior ISSO Security Manager

    Senior ISSO Security Manager

    Leidos Inc • Baltimore, MD, United States
    Full-time
    At Leidos, we deliver innovative solutions through the efforts of our diverse and talented people who are dedicated to our customers' success. We empower our teams, contribute to our communities, an...Show more
    Last updated: 30+ days ago • Promoted
    US Compliance Program - Monitoring Senior Associate

    US Compliance Program - Monitoring Senior Associate

    Maryland Staffing • Annapolis, MD, US
    Full-time
    US Compliance Program Monitoring Senior Associate.At EY, we'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go.Join EY and help...Show more
    Last updated: 2 days ago • Promoted
    Adjunct Faculty – Spanish

    Adjunct Faculty – Spanish

    InsideHigherEd • Westminster, Maryland, United States
    Full-time
    CategoryAdjunct FacultyApplication DeadlineThis position is open until filled.DepartmentWorld LanguagesContact Communication Arts - commarts@carrollcc. See Credit Adjunct Faculty scale for comprehen...Show more
    Last updated: 30+ days ago • Promoted
    Learning Management System, Sr. Program Manager

    Learning Management System, Sr. Program Manager

    Enterprise Community Partners • Columbia, MD, US
    Full-time
    Learning Management System, Sr.We support community development organizations on the ground, aggregate and invest capital for impact, advance housing policy at every level of government, and build ...Show more
    Last updated: 30+ days ago • Promoted
    Senior Subcontracts Specialist

    Senior Subcontracts Specialist

    Leidos Inc • Columbia, MD, United States
    Full-time
    Leidos is an innovation company rapidly addressing the world's most vexing challenges in national security and health.Our Global Supply Chain organization is seeking an Associate Subcontracts Speci...Show more
    Last updated: 30+ days ago • Promoted
    Insider Threat Program User Activity Monitor Engineer

    Insider Threat Program User Activity Monitor Engineer

    Leidos • Greenbelt, MD, US
    Full-time
    The Digital Modernization Sector at Leidos currently has an opening for User Activity Monitor (UAM) Engineer supporting the HEITS Contract as part of the Department of Homeland Security (DHS) Insid...Show more
    Last updated: 30+ days ago • Promoted
    Driver Helper

    Driver Helper

    United Parcel Service • Fallston, MD, US
    Full-time +1
    As a driver helper you’ll ride along with a package delivery driver in our iconic brown trucks and help deliver packages to businesses and homes in your community. During your shift, you’ll be in an...Show more
    Last updated: 18 hours ago • Promoted • New!
    Senior Security Control Assessor

    Senior Security Control Assessor

    Leidos Inc • Baltimore, MD, United States
    Full-time
    Leidos is seeking a Security Control Assessor (SCA) that is responsible for planning, executing, and documenting security control assessments in accordance with NIST SP 800-53 Revision 5, NIST SP 8...Show more
    Last updated: 14 days ago • Promoted
    Insider Threat Program User Activity Monitor Engineer

    Insider Threat Program User Activity Monitor Engineer

    Leidos Inc • Washington, DC, United States
    Full-time
    The Digital Modernization Sector at Leidos currently has an opening for User Activity Monitor (UAM) Engineer supporting the HEITS Contract as part of the Department of Homeland Security (DHS) Insid...Show more
    Last updated: 30+ days ago • Promoted
    Program Manager

    Program Manager

    Leidos Inc • Annapolis Junction, MD, United States
    Full-time
    Looking for an opportunity to make an impact?.At Leidos, we deliver innovative solutions through the efforts of our diverse and talented people who are dedicated to our customers' success.We empowe...Show more
    Last updated: 30+ days ago • Promoted
    Renewals, Sr Associate

    Renewals, Sr Associate

    Ciena • Hanover, MD, United States
    Full-time
    As the global leader in high-speed connectivity, Ciena is committed to a people-first approach.Our teams enjoy a culture focused on prioritizing a flexible work environment that empowers individual...Show more
    Last updated: 9 days ago • Promoted
    C&I Credit Portfolio Manager III (Hybrid- Annapolis or Columbia Maryland)

    C&I Credit Portfolio Manager III (Hybrid- Annapolis or Columbia Maryland)

    Atlantic Union Bank • Columbia, MD, United States
    Full-time
    Responsible for providing an independent perspective in underwriting and managing complex Wholesale Banking loans and relationships up to the bank's legal lending limit. Partners with Relationship M...Show more
    Last updated: 13 days ago • Promoted