Sr. Compliance Manager

Compliance Project Manager

This position is accountable for driving and implementing complex projects that support compliance. The incumbent leads and manages various compliance programs and initiatives, including monitoring compliance with business requirements, regulatory settlement agreements, and developing strategies, tools, resources, and framework to ensure compliance. The incumbent also assists in fulfilling other compliance obligations, including reporting, policy creation, documentation and communication, assessment, implementation, and monitoring. The position requires extensive knowledge of Unum, its products, services, the marketplace, the external compliance / regulatory environment as well as critical thinking skills.

Principal Duties and Responsibilities

• Perform complex project planning and management / implementation and reporting
• Develop, implement, and manage workflow process and measures and ad hoc reporting to support key compliance initiatives
• Streamline and manage reporting to establish effective reporting
• Assists with responsibility for responding to regulatory investigations / audits and sensitive compliance projects
• Direct and partner with senior management to improve and build data to effectively manage projects, trends and initiatives for global compliance and regulatory affairs
• Develop, implement, and monitor programs to prevent, detect and correct compliance issues
• Develop comprehensive recommendations on improving compliance related processes and / or procedures; partner with management to implement solutions and generate savings
• Direct and facilitate productivity improvements plans necessary to support compliance programs
• Oversee risk identification, evaluation and assist with risk mitigation, and for coordinating with other business areas in addressing compliance risks
• Exercises leadership and critical thinking skills to provide strategic coaching to the business / staff areas on compliance and regulatory requirements, coordinating across multiple segments, subsidiaries, and product lines
• Develops and conducts training on regulatory compliance for business partners
• Serve in leadership role on department and compliance initiatives working closely with management and peers
• May perform other duties as assigned

Job Specifications

Unum and Colonial Life are part of Unum Group, a Fortune 500 company and leading provider of employee benefits to companies worldwide. Headquartered in Chattanooga, TN, with international offices in Ireland, Poland and the UK, Unum also has significant operations in Portland, ME, and Baton Rouge, LA - plus over 35 US field offices. Colonial Life is headquartered in Columbia, SC, with over 40 field offices nationwide.

Unum is an equal opportunity employer, considering all qualified applicants and employees for hiring, placement, and advancement, without regard to a person's race, color, religion, national origin, age, genetic information, military status, gender, sexual orientation, gender identity or expression, disability, or protected veteran status.

The base salary range for applicants for this position is $63,500.00-$120,000.00. Actual pay will be based on skill, geographical location and experience. Additionally, Unum offers a portfolio of benefits and rewards that are competitive and comprehensive including healthcare benefits (health, vision, dental), insurance benefits (short & long-term disability), performance-based incentive plans, paid time off, and a 401(k) retirement plan with an employer match up to 5% and an additional 4.5% contribution whether you contribute to the plan or not. All benefits are subject to the terms and conditions of individual Plans.