Registered Client Associate -Charlotte, NC

ESSENTIAL DUTIES AND RESPONSIBILITIES

• Open new accounts, obtain required information, verify accuracy, and enter into system. Set up and maintain related files and documentation.
• Take and / or Enter customer orders via Backoffice to exchanges and trading room, at request of broker or customer.
• Check reports and trade confirmations on past transactions to determine accuracy, identify any discrepancies and resolve.
• Respond to customer requests, provide information and resolve problems.
• Perform miscellaneous duties such as type correspondence and documents; answer telephones and take messages; greet visitors; make travel arrangements; make copies; mail printed materials; file; maintain reference books and materials.
• Perform other tasks as assigned by management.

EDUCATION AND / OR EXPERIENCE

KNOWLEDGE, SKILLS AND ABILITIES

CERTIFICATES, LICENSES, REGISTRATIONS

Equal Opportunity Employer

This employer is required to notify all applicants of their rights pursuant to federal employment laws.

For further information, please review the Know Your Rights notice from the Department of Labor.