Vice President, Data Services
At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. This role is ideal for a seasoned technical leader with deep expertise in party reference data management, cloud-native architectures, and enterprise data engineering. You will be responsible for driving the strategy, design, and delivery of scalable, secure, and high-quality party data solutions that support critical business functions including client onboarding, KYC / AML, regulatory reporting, and operational efficiency.
Responsibilities
Lead and manage the Party Referenced data team, providing strategic direction, technical leadership, and mentorship to senior developers and data engineers.
Architect and implement cloud-native party data platforms using AWS services (e.g., Glue, Lambda, Event Bridge, S3, RDS, MSK).
Modernize legacy party data systems, leading the migration from on-premises to scalable, cloud-based solutions.
Integrate and manage third-party data providers, including S&P Global's Markit, Dun & Bradstreet, and other KYC / AML data sources, ensuring accurate and timely ingestion and enrichment of party data.
Design and maintain robust data models for party entities such as clients, counterparties, issuers, and legal entities.
Establish data quality and governance frameworks, including validation, deduplication, survivorship, and lineage tracking.
Develop APIs and data services to deliver party data to downstream systems including CRM, trading, compliance, and reporting platforms.
Ensure platform observability and resilience, implementing monitoring, alerting, and self-healing capabilities.
Collaborate with enterprise architects and security teams to ensure compliance with data privacy, regulatory, and cybersecurity standards.
Engage with business stakeholders, translating complex technical concepts into actionable business solutions.
Drive continuous improvement, evaluating emerging technologies and best practices in data mastering, identity resolution, and cloud engineering.
Participate in Agile delivery processes, managing epics, stories, and sprint planning using Jira and related tools.
What We Are Looking For
We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.
Requirements
10+ years of experience in data engineering, software development, or cloud infrastructure, with a strong focus on party or entity reference data.
5+ years in a leadership role, managing technical teams and delivering enterprise-scale data solutions.
Expertise in AWS services, including Glue, Lambda, EventBridge, S3, RDS (Aurora / Postgres), and MSK / Kinesis.
Strong experience with data mastering, identity resolution, and golden record creation for party data.
Proficiency with relational and cloud-native databases, such as Snowflake, Aurora, Postgres, and MSSQL.
Familiarity with CI / CD pipelines, infrastructure-as-code (e.g., Terraform), and DevOps practices.
Excellent communication and stakeholder management skills, with the ability to influence across technical and business teams.
AWS certifications (e.g., Solutions Architect, DevOps Engineer) are a plus.
Core Competencies
Strategic thinking with a strong technical foundation.
Proven ability to lead and inspire high-performing teams.
Deep understanding of party data ecosystems and regulatory requirements (e.g., KYC, AML, FATCA).
Passion for building scalable, secure, and high-quality data platforms.
Strong executive presence and ability to communicate with senior leadership.
Pay Range : $128,588-$214,313 / year. Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!
LPL Financial Holdings Inc. (Nasdaq : LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 29,000 financial advisors and the wealth-management practices of 1,100 financial institutions, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools, and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.
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Vice President • San Diego, CA, US