Supervision Support Specialist

We are seeking a detail-oriented and client-focused Supervision Support Specialist for a wealth management client. This role serves as the first line of contact for advisors, providing guidance on supervision technology, industry rules and regulations, continuing education, and registration and licensing processes. The ideal candidate will thrive in a fast-paced environment and demonstrate a commitment to delivering exceptional service and support.

• Key Responsibilities :
• Serve as a primary resource for advisors regarding compliance, registration, and FINRA licensing requirements.
• Assisting financial advisors / investment advisors with questions via phone and email.
• Provide walkthroughs and support for supervision technology platforms.
• Respond to inquiries related to industry rules, continuing education, and licensing processes.
• Collaborate with internal teams to resolve escalated issues and ensure a seamless advisor experience.
• Maintain up-to-date knowledge of regulatory requirements and financial products.
• What to Expect :
• Career Advancement :
• Ongoing coaching and feedback to help you grow in your career.
• Support & Development :
• Encouragement to pursue additional licensing such as Series 66, 24, or 9 / 10.
• Team Environment :
• A collaborative team culture with easy access to next-level support.
• Required Qualifications :
• Active or Inactive FINRA Series 7 license is required for this role. (Cannot be expired)
• Series 63 / 65 / 66 is preferred but not required.
• At least 1 year of recent customer service experience.
• Strong oral and written communication skills.
• Ability to learn quickly and adapt in a dynamic environment.
• Excellent multitasking, attention to detail, problem-solving, and follow-up skills.
• Working knowledge of mutual funds, annuities, general securities, and other financial products.
• Familiarity with FINRA, SEC, and state regulations.
• Preferred Qualifications :
• 1-2 years of experience in financial services with a focus on investment products.
• Prior experience with securities and insurance licensing.
• Proven ability to proactively collaborate and resolve escalated issues.
• Proficiency in Microsoft Office applications, especially Excel, Word, Access, PowerPoint, and SharePoint.
• Job Type & Location

This is a Contract position based out of Tempe, AZ.

The pay range for this position is $25.00 - $30.00 / hr.

Eligibility requirements apply to some benefits and may depend on your job

classification and length of employment. Benefits are subject to change and may be

subject to specific elections, plan, or program terms. If eligible, the benefits

available for this temporary role may include the following :

This is a hybrid position in Tempe,AZ.

This position is anticipated to close on Nov 18, 2025.

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About TEKsystems :

We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.

About TEKsystems and TEKsystems Global Services

We're a leading provider of business and technology services. We accelerate business transformation for our customers. Our expertise in strategy, design, execution and operations unlocks business value through a range of solutions. We're a team of 80,000 strong, working with over 6,000 customers, including 80% of the Fortune 500 across North America, Europe and Asia, who partner with us for our scale, full-stack capabilities and speed. We're strategic thinkers, hands-on collaborators, helping customers capitalize on change and master the momentum of technology. We're building tomorrow by delivering business outcomes and making positive impacts in our global communities. TEKsystems and TEKsystems Global Services are Allegis Group companies. Learn more at TEKsystems.com.

The company is an equal opportunity employer and will consider all applications without regard to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.