Senior Analyst, Capital Markets Trading Venue Governance

Senior Governance & Control Analyst

The Senior Analyst supports Trading Venue Governance across TD Securities Global Markets business ensuring TDS manages and mitigates risk for Front Office desks who use venues and executing platforms for their trading activities.

The position has some direct interaction with stakeholders across various functions including the Business, Risk, Trade Surveillance, Compliance, and Technology. This position will require an individual who can collaborate and engage effectively in delivering and enhancing the governance program procedures, monitoring processes, controls, policies, and developing and communicating a project plan / tracker and associated updates to a variety of stakeholders.

The general accountabilities of this role include but are not limited to the following :

• Provides business governance and control related support to team management within Trading Venue Management program.
• Support working groups, facilitate meetings, ensure alignment to program goals, identify and mitigate risks as they arise.
• Assists in the implementation of governance enhancements.
• Ensures artifacts are preserved in accordance with program governance standards.
• Performs a set of governance and control work activities requiring coordination across multiple areas.
• Reviews processes and controls and connects the dots across issues and control deficiencies in order to increase standardization of processes and controls.
• Build and maintain constructive relationships with 1st and 2nd line partners as well as other key stakeholders to ensure Program governance delivery requirements are understood and met.
• Partner with stakeholders to ensure risks are adequately identified, assessed, and to support the development of risk mitigation strategies across the Program.
• Support a coordinated approach with other business areas, the broader organization and enterprise control functions.
• Effectively manage ad-hoc governance, risk management and control projects or tasks of varying complexities within established deadlines.
• Respond to all requests in a timely manner.
• Establish an environment that promotes respect, diversity and inclusion for each individual employee and adhere to the policies and guidelines of the Bank including the TD Framework and Our Shared Objectives.
• Foster an environment and culture that encourages productivity, innovation, process improvement, teamwork, and a high level of professionalism.

Job Requirements :

Additional Information :

At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve. If you require an accommodation for the recruitment / interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.

The Senior Governance & Control Analyst provides specialized business governance and control guidance and support for a business or functional area and implements policies / processes and / or initiatives to meet business governance and control objectives. May provide complex reporting, analysis, testing and assessments at the functional or enterprise level and is generally a lead or SME for a given area / function.

Depth & Scope :

Education & Experience :

Customer Accountabilities :

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Employee / Team Accountabilities :