Remote Chief Regulatory Officer, FinTech Compliance LeaderKyler Professional Search • San Francisco, CA, United States
No longer accepting applications
Remote Chief Regulatory Officer, FinTech Compliance Leader
Kyler Professional Search • San Francisco, CA, United States
4 days ago
Job type
- Full-time
- Remote
Job description
A leading FinTech company is seeking a Compliance Officer to lead regulatory and compliance functions for a registered broker-dealer. The ideal candidate will have over 15 years of experience in broker-dealer compliance and deep knowledge of FINRA and SEC regulations. This role offers 100% remote flexibility along with a competitive salary and benefits package. You will collaborate with executive leadership to align compliance operations with business initiatives.
#J-18808-Ljbffr
Create a job alert for this search
Chief Compliance Officer • San Francisco, CA, United States
Related jobs
Lead and oversee all regulatory and compliance functions for a registered broker-dealer and RIA.Develop and execute compliance strategy aligned with company growth goals.
Manage relationships with r...Show more
As the VP of Compensation, Benefits, and HR Systems, you will oversee the design, process, implementation, and administration of all Global Compensation, Benefits and HR Information Systems (HRIS) ...Show more
Associate Director for Collections and Operations .The UC academic salary scales set the minimum pay determined by rank and step at appointment.
See the following table for the salary scale for th...Show more
Plume Network is a modular Ethereum-based blockchain platform specializing in real-world asset (RWA) tokenization and finance (RWAfi) Founded to bridge institutional finance and blockchain, it laun...Show more
A financial services company is seeking an experienced professional to lead regulatory compliance for a registered broker-dealer and RIA.
This role requires 15+ years of experience in broker-dealer ...Show more
A pioneering FinTech company is seeking a Compliance Officer to lead regulatory functions and compliance strategies.This role requires a minimum of 15 years of experience in broker-dealer complianc...Show more
Why This Is a Great Opportunity.Play a lead role in shaping the compliance and regulatory strategy for a fast-growing FinTech company revolutionizing the securities industry.Join a mission-driven, ...Show more
A pioneering compliance and regulatory firm is seeking a Compliance Leader to oversee regulatory functions for a registered broker-dealer.
Candidates must have over 15 years of broker-dealer complia...Show more
A pioneering financial technology company is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer.
This fully remote role requires over 15 years of experience in ...Show more
Why This Is a Great Opportunity.Play a lead role in shaping the compliance and regulatory strategy for a fast-growing FinTech company revolutionizing the securities industry.Join a mission-driven, ...Show more
CRB is a leading provider of sustainable engineering, architecture, construction and consulting solutions to the global life sciences and food and beverage industries.
Our more than 1,100 employees ...Show more
Lead and oversee all regulatory and compliance functions for a registered broker-dealer and RIA.Develop and execute compliance strategy aligned with company growth goals.
Manage relationships with r...Show more
Chief Financial Officer & Senior Associate Athletics Director, Intercollegiate Athletics (0213U) 80.At the University of California, Berkeley, we are dedicated to fostering a community where everyo...Show more
The Director of Regulatory Information Management (RIM) will partner closely with the Senior Director and Head of Regulatory Operations and Planning to build, lead, and scale Revolution Medicines’ ...Show more
A leading AI-driven healthcare company in Menlo Park, California, is seeking a Chief Commercial Officer (CCO) to define and execute its commercial strategy.
The ideal candidate will have over 10 yea...Show more
PRIVACY STATEMENT & TERMS OF USE We respect your privacy.Please help protect our assets.Our identity and roleThank you for visiting our website.
Tutor Perini Corporation and its global subsidiaries...Show more
A pioneering financial technology company is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer, offering a competitive salary and 100% remote work.Candidates ...Show more
A leading HealthTech company in San Francisco is seeking a General Counsel and Head of Compliance to lead their legal function.
The ideal candidate will have over 15 years of experience in legal rol...Show more
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance
Retail Options • San Francisco, CA, United States
Full-time
Last updated: 4 days ago • Promoted
VP, Total Rewards
Bio-Rad Laboratories • Hercules, CA, United States
Full-time
Last updated: 30+ days ago • Promoted
Associate Director for Collections and Operations - School of Law
University of California-Berkeley • Berkeley, CA, United States
Full-time
Last updated: 30+ days ago • Promoted
Compliance Director
P2P • San Francisco, CA, United States
Full-time
Last updated: 26 days ago • Promoted
Remote Chief Regulatory Officer - FinTech Compliance Leader
Integra Personnel • San Francisco, CA, United States
Remote
Full-time
Last updated: 2 days ago • Promoted
Chief Regulatory Officer - FinTech Compliance (Remote)
Enhanced Staffing • San Francisco, CA, United States
Remote
Full-time
Last updated: 4 days ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance
Career Development Partners • San Francisco, CA, United States
Full-time
Last updated: 13 days ago • Promoted
Remote Chief Regulatory Officer, FinTech Compliance Leader
Career Transitions • San Francisco, CA, United States
Remote
Full-time
Last updated: 4 days ago • Promoted
Chief Regulatory Officer, FinTech Compliance (Remote)
Ilocatum • San Francisco, CA, United States
Remote
Full-time
Last updated: 2 days ago • Promoted
Chief Regulatory Officer - FinTech / Broker-Dealer Compliance
Butler Recruitment Group LLC • San Francisco, California, United States
Full-time
Quick Apply
Last updated: 3 days ago
Director - Office Leader
CRB • Emeryville, CA, US
Full-time
Last updated: 20 days ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance
Career Search Associates • San Francisco, CA, United States
Full-time
Last updated: 4 days ago • Promoted
Chief Financial Officer & Senior Associate Athletics Director, Intercollegiate Athletics (0213U) 80
InsideHigherEd • Berkeley, California, United States
Full-time
Last updated: 30+ days ago • Promoted
Director, Regulatory Operations (Systems)
Revolution Medicines • Redwood City, CA, United States
Full-time
Last updated: 30+ days ago • Promoted
Chief Commercial Officer — AI Health Growth & Partnerships
January • Menlo Park, CA, United States
Full-time
Last updated: 5 days ago • Promoted
Chief Operating Officer
Tutor Perini Corporation • Menlo Park, CA, United States
Full-time
Last updated: 7 days ago • Promoted
Chief Regulatory Officer - FinTech (Remote | Equity)
Gables Search Group • San Francisco, CA, United States
Remote
Full-time
Last updated: 4 days ago • Promoted
Chief Legal & Compliance Officer, HealthTech
Solutus Legal Search • San Francisco, CA, United States
Full-time
Last updated: 8 days ago • Promoted