Senior Analyst, SOX BP Testing PMO

The role

The Sarbanes-Oxley (SOX) Program Management Office (PMO) and Testing Group at SoFi, is part of the Controllership and is responsible for ensuring the company has the necessary internal control and assessment elements in place to meet the SOX requirements. The PMO facilitates risk assessment and scoping to determine project scope of each reporting year and the Testing team facilitates all SOX management assessments for SoFi and its subsidiaries. We prepare the internal control assessment plan and accompanying timelines, inclusive of scheduling and conducting process walkthroughs for each process with process / control owners. From the walkthroughs, we oversee / execute the updating of control descriptions and process flowcharts. Our team reviews current and prior-year control deficiencies in order to determine the remediation status. Associated with deficiencies, we prepare control deficiency reports and monitor / follow-up on remediation efforts. We meet with external auditors as necessary to provide status updates and remediation efforts of ongoing work.

What you’ll do

• Execute assessments and review of BP control design and operating effectiveness testing, as well as remediation testing where applicable
• Ensuring that any identified potential deficiencies, as well as other key observations / recommendations are documented and raised with the SOX PMO and Management as appropriate
• Act as subject matter expert in the SOX BP testing area
• Key leader, management consultant, and internal controls expert in building and maintaining ongoing relationships with the various lines of business included in the company's SOX process.
• Responsibilities will also include the following : 1) adhering to and complying with all applicable, federal and state laws, regulations and guidance 2) adhering to company policies and procedures, 3) completing required training.
• Support other assignments and ad hoc matters as required

What you’ll need

Nice to have

Compensation and Benefits

The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate’s experience, skills, and location.

To view all of our comprehensive and competitive benefits, visit our Benefits at SoFi page!

Pay range : $99,200.00 - $186,000.00

Payment frequency : Annual

This role is also eligible for a bonus and competitive benefits. More information about our employee benefits can be found in the link above.

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