FINRA Licensed RIA Senior SpecialistVirtualVocations • Santa Clara, California, United States
FINRA Licensed RIA Senior Specialist
VirtualVocations • Santa Clara, California, United States
1 day ago
Job type
- Full-time
Job description
A company is looking for a Consultant, RIA Senior Specialist.
Key Responsibilities
Handle incoming calls related to product types and financial processing requests
Provide subject matter expertise for various platforms and assist in training new staff
Identify and resolve operational and compliance issues while implementing process improvements
Required Qualifications
Bachelor's Degree
1-2 years of relevant experience
Holds Series 7 or is a subject matter expert in specific processing functions
Knowledge of the managed account industry
Proficiency with Microsoft Office
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Senior Specialist • Santa Clara, California, United States
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