Vice President, Regulatory Compliance Advisor Natixis

Description

The Vice President, Regulatory Compliance Adviser is responsible for assisting the Head of Compliance and Internal Control, US, with the administration of the Enterprise Compliance and Risk Program (“ECRP”). The ECRP is the Program by which Natixis Investment Managers exercises oversight of internal control, compliance and risk management activities at its investment adviser, broker-dealer and distribution affiliates. This is a hybrid position located in Boston, MA.

What you will do :

Enterprise Compliance and Risk Program (ECRP)

• Providing oversight and advice on regulatory compliance issues.
• Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker / dealers, including the impact of banking regulations and non-US regulations.
• Preparing summaries of the Affiliate Compliance, Risk and Internal Control Committee meeting materials and briefing notes for the chair of the committee.
• Analyzing the results of the various elements of the ECRP in order to identify areas of future oversight focus.
• Responsible for the facilitation of Monthly Meetings with Affiliate CCOs.
• Responsible for overseeing the implementation of regulatory changes impactful to NIM and its Affiliates.
• Update NIM level policies and as appropriate develop new policies as regulatory updates / changes are adopted by relevant regulatory bodies.
• Developing new global compliance programs, including responsibility for program design, policy drafting and oversight of implementation.
• Conducting special projects / analyses on an as needed basis.

Affiliate Oversight :

Holding Company Compliance Matters :

What you will bring :

Who we are :

We put the best interests of our clients, employees, communities, and environment first in everything we do. We’re dedicated to fostering a culture of collaboration, diversity, and inclusion that supports employee growth. We believe this creates equal opportunities for our employees — and better outcomes for our clients and communities. We offer a robust benefits package designed to integrate life and work and to support our employees. Benefits include, but are not limited to; comprehensive medical, dental and vision insurance, paid time off, 401k plan, tuition reimbursement, student loan repayment program, wellness benefits and volunteer program

Additional insight on working at Natixis, please visit : https : / / www.im.natixis.com / us / working-at-natixis

#NatixisIMCulture

Natixis Investment Managers is an equal opportunity employer and does not discriminate in recruiting, hiring, training, promotion or other terms, conditions and privileges of employment on the basis of race, color, age, national origin, ancestry, religion, sex (including pregnancy), sexual orientation, gender identity, genetic information, military or veteran status, physical or mental disability, or any other status protected by law.

Natixis Investment Managers does not charge fees to participate in the interview process or for employment equipment and does not send employment offers through social media channels. We take security and privacy seriously. If you have been contacted by someone claiming to represent Natixis Investment Managers and are unsure about the legitimacy of the communication, please verify the contact details with Natixis Investment Managers directly.

Tagged as : Hybrid

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