Analyst, Fraud Investigations & Reporting

The Fraud Investigations & Reporting Analyst is responsible for conducting comprehensive investigations into potential fraud and suspicious activity across various channels, including account surveillance, branch escalations, and regulatory inquiries. This role involves analyzing transactions, performing due diligence, drafting Suspicious Activity Reports (SARs), and collaborating with internal and external stakeholders to mitigate fraud risk and respond to potential fraud events.

Knowledge of

Concepts, practices and procedures of the securities industry and / or banking compliance reviews.

External and internal fraud typologies, detection methods, and regulatory reporting requirements.

Research tools and practices, such as internet research and third-party systems (e.g., LexisNexis).

Fraud surveillance systems, case management tools, and SAR filing practices.

Rules and regulations of the USA PATRIOT Act, Bank Secrecy Act, Regulation E, Reg S-ID, and any other applicable fraud-related regulatory or industry rules and guidance.

Skill in

Identifying irregularities and red flags.

Performing critical analysis supported by clear and accurate documentation.

Drafting clear, concise, and compliant alert, case and SAR narratives and e-mails.

Cross-functional collaboration and stakeholder communication.

Investigating compliance issues and irregularities.

Making risk-based decisions, using creativity, resourcefulness, expertise, and sound due diligence.

Time management and prioritization in a high-volume environment.

Written and verbal communication.

Administering anti-fraud policies and procedures.

Planning and scheduling work to meet organizational and regulatory requirements.

Operating standard office equipment and using required software applications.

Ability to

Work independently as well as collaboratively and manage complex investigations with minimal supervision.

Complete high-volume, deadline-driven work in a timely manner, with a focus on quality and compliance.

Use sound judgment supported by research and expertise make informed decisions in response to potential fraud.

Communicate effectively with associates and investigators as well as management, senior management, and internal and external stakeholders (both verbally and through written correspondence).

Receive and apply feedback on work product and practices.

Prioritize work effectively.

Adapt to evolving fraud threats and regulatory changes.

Gather information, identify linkages, trends, and significance and communicate findings.

Interpret and apply regulations and identify and recommend compliance changes as appropriate.

Provide a high level of customer service.

Establish and maintain effective working relationships at all levels of the organization.

Maintain confidentiality and exercise sound judgment.

Foster a culture of integrity, accountability, and continuous improvement.

Licenses / Certifications

CFE required or the ability to obtain in 12 months

CAMS preferred

SIE and / or Series 7 preferred

Travel Required :

• Yes, 10 % of the Time