Executive Vice President of Finance

Clark Davis Associates provided pay range

This range is provided by Clark Davis Associates. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$230,000.00 / yr - $250,000.00 / yr

My client is a proprietary broker‑dealer headquartered in New York City in search of their next EVP, Finance .

Must have ROBUST broker‑dealer operational expertise and a strong knowledge of regulatory accounting and FINOP responsibilities .

In this role you will oversee the finance, accounting, and operational infrastructure, driving process improvement, ensuring compliance with SEC, FINRA, and GAAP requirements . High level visibility reporting directly to the CEO.

Ideal candidate will come out of a boutique organization.

Responsibilities

• Oversee all finance, accounting, and self-clearing brokerage operations for the firm
• Lead the preparation and review of FOCUS reports, Net Capital computations, SSOI, Form Custody, and related filings
• Manage financial reporting, GAAP compliance, tax planning, and end-to-end close cycles
• Work with auditors to ensure readiness for annual audits and FINRA examinations
• Maintain and enhance internal controls, accounting systems, and reporting frameworks to support growth
• Serve as a trusted advisor on capital management, operational risk, and compliance governance

Requirements

Seniority level

Employment type

Job function

Industries

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