Investment Compliance Associate | Boston Hedge Fund

Investment Compliance Associate | Boston Hedge Fund

This range is provided by Origin Staffing. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base Pay Range

$95,000.00 / yr - $135,000.00 / yr

About the Firm

A leading multi-strategy investment management firm with over $3B in assets under management is seeking an investment compliance associate to join its collaborative and high-performing compliance team.

Role Overview

The Trade Compliance Associate will play a key role in monitoring trading activity across multiple asset classes and jurisdictions. This individual will work closely with the trading, operations, and legal / compliance teams to ensure the firm’s investment activity adheres to internal policies, client guidelines, and global regulatory standards.

Key Responsibilities

Monitor and resolve daily trade compliance alerts and exception reports in the firm’s order management system (OMS).

Maintain restricted lists and oversee wall‑crossing processes.

Review investment guidelines and assist in coding rules into the OMS.

Support the onboarding of new funds, accounts, and instruments within compliance systems.

Track and escalation potential compliance breaches and coordinate remediation with relevant stakeholders.

Qualifications

Bachelor’s degree required (Finance, Economics, or related field preferred).

3–5 years of investment compliance experience within an asset management, hedge fund, or investment advisory firm.

Experience with Charles River, FlexTrade, or a similar OMS / OEMS strongly preferred.

Strong analytical mindset, high attention to detail, and excellent communication skills.

Thrives in a rigorous, collaborative, and intellectually curious environment.

Benefits and Compensation

Annual bonus and profit‑sharing program; 100% 401(k) match up to the IRS limit; fully paid healthcare; complimentary on‑site meals, fitness center, and wellness benefits; medical, vision, and disability insurance; paid parental leave; tuition assistance.

Employment Type

Full‑time

Seniority Level

Associate

Job Function and Industries

General Business and Finance; Investment Management and Financial Services.

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