A company is looking for a Sr. Compliance Analyst to provide product filing and operational compliance support for the Retirement Division.
Key Responsibilities
Coordinate and prepare accurate and timely filings materials for submission to state Departments of Insurance
Research, interpret, and apply laws and regulations related to product compliance
Independently manage technically demanding compliance projects and provide subject-matter expertise
Required Qualifications
Typically 8+ years of compliance experience
College degree or equivalent experience
Broad understanding of business operations and related legislative and regulatory requirements
Experience with product development and rate and form filings for individual life and annuity products
Direct experience with preparing and submitting filings in SERFF / APPIAN
Compliance Analyst • Bronx, New York, United States