Zions Bancorporation N.A. is one of the nations premier financial services companies known for its commitment to integrity innovation and exceptional customer service. With a rich history and a forward-thinking approach we empower our employees to make a meaningful impact on the communities we serve. This is a perfect position for a person who understands the delicate balance between driving the business forward serving internal clients and executing compliance frameworks while maintaining regulatory compliance with financial consumer protection laws and regulations.
Location & Work Arrangement
This is a full-time in-office position based at one of Zions Bancorporations affiliate offices in Salt Lake City UT (Zions Bank); Las Vegas NV (Nevada State Bank); Denver CO (Vectra Bank Colorado); or Phoenix AZ (National Bank of Arizona). Minimal intra-state or interstate travel may be required.
Key Responsibilities
Execute Fair Banking Advertising Compliance (FBAC) responsibilities comprising approximately 70% of the role.
Collaborate cross-functionally with Marketing and other areas of Compliance such as : Deposit Operations Privacy Digital Credit Testing and more to ensure alignment with regulatory standards.
Apply regulatory standards to review and approve advertising and marketing materials across digital print broadcast and other channels.
Utilize tools such as Adobe Workfront Archer Excel and Power BI to manage compliance workflows and reporting.
Conduct quality control and assurance testing
Execute ongoing monitoring as a dedicated member of the Second Line of Defense (2LOD) within three lines of defense risk management model pursuant to the Compliance Risk Management (CRM) Oversight Program comprising approximately 30% of the role.
Control testing and validation evaluate risk and performance metrics review material changes to governance documents issues validation consultation and advisory services including review and challenge and regulatory change management activities.
Support the development and implementation of governance frameworks including QC / QA protocols and escalation procedures.
Monitor regulatory developments and assess impact on business operations.
Participate in enterprise-wide compliance initiatives and contribute to continuous improvement efforts.
Qualifications
Bachelors degree required; advanced degree CRMC or other Compliance license preferred.
Minimum of 0-2 years of experience in regulatory compliance within financial services. A mixture of education and experience will be considered.
Strong knowledge of consumer protection regulations including ADA UDAAP UDAP FDIC Advertisement of Membership CAN-SPAM TCPA TISA TILA etc.
Proficiency in compliance tools and systems : Workfront Archer Excel Power BI Adobe.
Strong communication and collaboration skills with the ability to influence persuade and train cross-functional teams.
Demonstrated skills in critical thinking mindfulness and problem-solving.
Excellent communication analytical and project management skills.
Ability to work collaboratively across departments and affiliates.
Ability to manage multiple priorities in a fast-paced highly regulated environment.
Experience in advertising compliance and marketing review processes is highly desirable.
Salary Range
Benefits :
Medical Dental and Vision Insurance - START DAY ONE!
Life and Disability Insurance Paid Parental Leave and Adoption Assistance
Health Savings (HSA) Flexible Spending (FSA) and dependent care accounts
Paid Training Paid Time Off (PTO) and 11 Paid Federal Holidays
401(k) plan with company match Profit Sharing competitive compensation in line with work experience
Mental health benefits including coaching and therapy sessions.
Tuition Reimbursement for qualifying employees
Employee Ambassador preferred banking products
Illusion
Required Experience :
Unclear Seniority
Key Skills
Customer Service,Bank Products,Client Transactions,Customer Transactions,Loan Portfolio,Customer Accounts,Client Relationships,Account Maintenance,Client Inquiries,Financial Products,Credit Card,Business Relationships,Client Service,Portfolio
Employment Type : Full-Time
Experience : years
Vacancy : 1
Yearly Salary Salary : 67000 - 80000
Compliance Officer • Salt Lake, Utah, USA