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Experienced Financial Advisor

Experienced Financial Advisor

PrincipalDenver, CO, US
30+ days ago
Job type
  • Full-time
Job description

Job Description

Job Description

Advance your business with the Principal Financial Network

As a representative of the Principal ® Financial Network, you’ll have the autonomy to expand your practice on your terms. We understand that each practice is unique and provide tailored support and resources to help you thrive.

Your clients. Your business. Our support.

  • Empowerment to run your own business within an open-architecture financial services company
  • Access to a comprehensive product platform, drawing from Principal® capabilities and a range of non-proprietary solutions tailored to your clients needs
  • Independence to service your clients with no requirements to sell proprietary products, and no carrier or product minimums
  • Flexible contracts to accommodate your business on your terms
  • Industry-leading technology systems making business easier for you and your clients
  • Concierge support – leadership consulting, marketing and business planning, new business processing, access to key business partners and case design assistance
  • Dedicated local marketing consultants to launch your brand and execute your marketing objectives
  • Respect for your unique perspective diversity, inclusion, and empowerment are at the core of our culture
  • The Principal Financial Network can support financial professionals looking to manage an individual practice or those looking to join, form, or expand successful teams.

Compensation and Benefits

  • Commission structure – up to 95% gross dealer concession (GDC) payout
  • Competitive transition package - you own your business / practice
  • Licensing & registration support
  • Competitive benefits package which includes, retirement plan, deferred compensation program, medical, dental, vision, group life and long-term disability
  • Qualifications

  • A passion for helping clients work toward their financial goals
  • Meaningful work experience with at least two years of experience with financial products, such as life insurance, disability insurance, annuities, mutual funds, 401(k) plans
  • Life and health insurance licenses
  • FINRA Series 6 or 7 and Series 63 or 65, 66 securities registration
  • About Principal

    Principal Financial Network is part of the nationwide affiliated group of financial professionals who work with the Principal Financial Group®.

    Principal Financial Group® (Nasdaq : PFG) is a global financial company passionate about improving the wealth and well-being of people and businesses. In business for more than 140 years, we're helping more customers plan, protect, invest, and retire, while working to support the communities where we do business, and build a diverse, inclusive workforce. Principal helps people and companies to build, protect and advance their financial well-being with our retirement, insurance, and asset management expertise. With innovative ideas and real-life solutions for businesses and individuals, we make financial progress possible for clients of all income and portfolio size.

    To learn more about us, please review our company profile.

  • License and registrations must be obtained prior to start date
  • Contracting with the Principal Financial Group is contingent upon completion of a thorough criminal, credit check and licensing if applicable. This position is subject to SEC restrictions on personal political contributions.

    Principal® is an Affirmative Action and Equal Opportunity Employer and an E-Verify participant. All qualified applicants will receive consideration for employment without regard to of age, race, color, religion or religious creed, sex, gender, gender identity, gender expression, pregnancy, national origin, ancestry, citizenship status, mental or physical disability, medical condition, genetic information or characteristics, sexual orientation, marital status, domestic partner status, military status, protected veteran status, or any other characteristic protected by law. We also prohibit harassment on these bases.

    Insurance products issued by Principal National Life Insurance Company (except in NY), Principal Life Insurance Company®, and the companies available through the Preferred Product Network, Inc. Securities and advisory products offered through Principal Securities, Inc., member SIPC www.sipc.org. Referenced companies are members of the Principal Financial Group®, Des Moines, Iowa 50392.

    CD1598-01 | 3604954-062024 | ©2024 Principal Financial Services, Inc.

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