Compliance Specialist- AML / CFT Program Oversight

Lead The Fight Against Financial Crime At Vanguard

We are in pursuit of an individual with industry experience in Anti Money Laundering, Know Your Client, and Compliance Operations. In this crucial role, you'll be at the forefront of Vanguard's Anti-Money Laundering and Compliance Operations in an informal leadership capacity. Join a team committed to protecting financial integrity and combating financial crime. As a Compliance Specialist, you will play a critical role in Vanguard's Anti-Money Laundering (AML) and Know Your Customer (KYC) programs. You'll be responsible for monitoring client activity, conducting due diligence, and supporting regulatory compliance efforts across our global client base. In this role, you will be responsible for :

• Client Monitoring & Investigations : Conduct day-to-day monitoring of client activity to detect suspicious behavior. Assist junior analysts with investigations and escalate complex cases as needed.
• Due Diligence Reviews : Collect and analyze documentation to assess client risk. Perform due diligence checks using established scoring models to identify high-risk clients.
• Alert Resolution & Escalation : Review internal alerts and reports. Resolve exceptions in line with policy and escalate issues that require further investigation.
• Regulatory Reporting : Support internal and external reporting obligations in accordance with regulatory guidelines and departmental procedures.
• Training & Mentorship : Participate in training sessions and contribute to the development of educational materials for junior team members.
• Industry Awareness & Consultation : Stay current on regulatory developments and industry trends. Serve as a compliance consultant and liaison to regulatory agencies.
• Special Projects : Contribute to cross-functional initiatives and support other duties as assigned.

Qualifications :

Special Factors Sponsorship : Vanguard is not offering visa sponsorship for this position.

About Vanguard : At Vanguard, we don't just have a missionwe're on a mission. To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best. How We Work : Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.