Talent.com
Consumer Loan Regulatory Compliance - Senior Advisor

Consumer Loan Regulatory Compliance - Senior Advisor

Santander Holdings USA IncMiami, FL, US
15 days ago
Job type
  • Full-time
Job description

Consumer Loan Regulatory Compliance - Senior Advisor

Country : United States of America

Your Journey Starts Here :

Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our focus is on fostering an enriching journey that empowers you to explore diverse career opportunities while nurturing your personal growth. We are committed to creating an environment where continuous learning and development are prioritized, enabling you to thrive both professionally and personally. Here, you will find ample opportunities to connect and collaborate with talented colleagues from around the world, sharing insights and driving innovation together. Join us at Santander, where you are supported by a culture of engagement and a commitment to your success.

An exciting journey awaits, if you are interested in exploring the possibilities We Want to Talk to You!

The Difference You Make :

The Senior Advisor serves as a subject matter expert to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy. The incumbent performs risk assessments, analyses data to help business units identify potential regulatory compliance concerns, identifies root cause(s) of identified compliance issues, and provides recommendations to management that influence business solutions.

  • Advises management on current issues regarding compliance with federal regulations.
  • Serves as a subject matter expert to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policies
  • Partners with managers in assigned business unit(s) to respond to reports or findings issued by regulatory agencies or audit.
  • Identifies systemic procedural weaknesses and additional training requirements needed to ensure compliance.
  • Assists management with responding to regulatory inquiries and third party examiners.
  • Collaborates across business units within the organization to ensure consistency in policies and procedures.
  • Identifies compliance opportunities and potential solutions.
  • Performs risk assessments, analyzes transactional data, identifies root cause(s) of issues, and provides recommendations to management.
  • Provides compliance input on business action plans, projects, or operational requests.
  • Provides insight and guides management on issues.
  • Leads and influence cross functional enterprise projects or compliance teams.
  • Leads efforts to improve standardization and efficiency of responses to regulators.
  • Offers recommendations and makes project related decisions within scope of work assignment.
  • Serves as a resource to team members on escalated issues of unusual nature.
  • Mentors and enhances compliance staff knowledge competencies.
  • Ensures proper implementation of business requirements and identifies outstanding compliance issues.
  • Maintains and promotes awareness of relevant regulatory requirements, industry enforcement actions, and regulatory changes.

What You Bring :

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and / or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

Bachelor's Degree or equivalent work experience : Business, Finance, or equivalent degree. - Required.

Master's Degree Business, Finance, or equivalent field. - Preferred.

9+ Years Compliance, Legal, Regulatory, or Financial Services. - Required.

  • Advanced knowledge of regulatory compliance, relevant industry regulations and regulatory data sources.
  • Demonstrated experience facilitating change to achieve measurable results.
  • Demonstrated subject matter expertise compliance opportunities and resolution.
  • Business Line awareness.
  • Detail orientated with the ability to also understand overall strategy.
  • Excellent interpersonal, supervisory, and customer service skills required.
  • Excellent written and verbal communication skills.
  • Excellent critical thinking skills with the ability to be adept in identifying and resolving complex risk management problems.
  • Excellent project management skills.
  • Ability to build and foster internal and external relationships.
  • Ability to analyze risk and design efficient control practices to minimize risk.
  • Ability to lead, influence and direct peers, subordinates and management.
  • Ability to make effective decision making on complex matters.
  • Ability to convey a sense or urgency and drive.
  • Ability to multi-task and meet strict deadlines.
  • Ability to adjust to new developments / changing circumstances.
  • Ability to interact with senior level management; experience interfacing with multiple levels of the organizational structure.
  • Superior analytical, problem solving and critical thinking skills.
  • Self-directed, self-motivated and demonstrated experience providing ideas and solutions to further business understanding.
  • Experience with Microsoft Office products.
  • Certifications :

    Certified Regulatory Compliance Manager (CRCM) designation - Preferred.

    It Would Be Nice For You To Have :

    Established work history or equivalent demonstrated through a combination of work experience, training, military service, or education.

    What Else You Need To Know

    The base pay range for this position is posted below and represents the annualized salary range. For hourly positions (non-exempt), the annual range is based on a 40-hour work week. The exact compensation may vary based on skills, experience, training, licensure and certifications and location.

    Base Pay Range

    Minimum : $90,000.00 USD

    Maximum : $165,000.00 USD

    Link to Santander Benefits :

    Santander Benefits - 2025 Santander OnGoing / NH eGuide ()

    Risk Culture :

    We embrace a strong risk culture and all of our professionals at all levels are expected to take a proactive and responsible approach toward risk management.

    EEO Statement :

    At Santander, we value and respect differences in our workforce. We actively encourage everyone to apply. Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.

    Working Conditions

    Frequent minimal physical effort such as sitting, standing and walking is required for this role. Depending on location, occasional moving and lifting light equipment and / or furniture may be required .

    Employer Rights :

    This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate your employment at any time for any reason.

    What To Do Next

    If this sounds like a role you are interested in, then please apply.

    We are committed to providing an inclusive and accessible application process for all candidates. If you require any assistance or accommodation due to a disability or any other reason, please contact us at to discuss your needs.

    Primary Location : Dallas, TX, Dallas

    Other Locations : Texas-Dallas,Florida-Coconut Grove,Massachusetts-Boston

    Organization : Santander Holdings USA, Inc.

    Create a job alert for this search

    Regulatory Compliance • Miami, FL, US

    Related jobs
    • Promoted
    Remote Finance Advisor - AI Trainer

    Remote Finance Advisor - AI Trainer

    Data AnnotationMiami Beach, Florida
    Remote
    Full-time +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...Show moreLast updated: 28 days ago
    • Promoted
    Mortgage Loan Originator

    Mortgage Loan Originator

    Fifth Third BankFort Lauderdale, FL, United States
    Full-time
    Make banking a Fifth Third better.We connect great people to great opportunities.Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. Performs a wide range of dutie...Show moreLast updated: 30+ days ago
    • Promoted
    Arizona Licensed Loan Officer

    Arizona Licensed Loan Officer

    VirtualVocationsHialeah, Florida, United States
    Full-time
    A company is looking for an Arizona Licensed Loan Officer.Key Responsibilities Serve clients by closing loans and expanding business opportunities Utilize modern technology and marketing tools t...Show moreLast updated: 30+ days ago
    • Promoted
    Senior Manager - CFIUS Security Compliance Advisor

    Senior Manager - CFIUS Security Compliance Advisor

    EisnerAmperFort Lauderdale, FL, United States
    Full-time
    At EisnerAmper, we look for individuals who welcome.EisnerAmper is looking to hire a.Risk and Compliance Services practice as a dedicated member of the National Security Advisory services team.The ...Show moreLast updated: 30+ days ago
    • Promoted
    • New!
    Senior Loan Closer

    Senior Loan Closer

    VirtualVocationsHollywood, Florida, United States
    Full-time
    A company is looking for a Residential Mortgage Senior Loan Closer.Key Responsibilities Prepare, review, and organize legal documents for residential mortgage loan settlements, ensuring complianc...Show moreLast updated: 12 hours ago
    • Promoted
    Licensed Senior Resolution Manager

    Licensed Senior Resolution Manager

    VirtualVocationsDavie, Florida, United States
    Full-time
    A company is looking for a Senior Resolution Manager to oversee claims management and resolution processes.Key Responsibilities Analyze claims exposure and execute decision-making to resolve clai...Show moreLast updated: 1 day ago
    • Promoted
    • New!
    Senior Tax Professional - 2+ Yrs Paid Tax Experience Required

    Senior Tax Professional - 2+ Yrs Paid Tax Experience Required

    IntuitHOMESTEAD, Florida, United States
    Full-time
    Intuit is seeking highly motivated individuals to join our dynamic team as dedicated TurboTax Live Seasonal Local Service Experts in one of our new TurboTax locations across the United States on a ...Show moreLast updated: 21 hours ago
    • Promoted
    Senior Counsel - Project Finance

    Senior Counsel - Project Finance

    Origis EnergyMiami, FL, US
    Full-time
    Origis Energy is accelerating the transition to a carbon-free future by Reimagining ZeroSM.As one of America's leading renewable energy and decarbonization solution platforms, the company conti...Show moreLast updated: 5 days ago
    • Promoted
    • New!
    Contract Manager - Fintech Compliance

    Contract Manager - Fintech Compliance

    VirtualVocationsHialeah, Florida, United States
    Full-time
    A company is looking for a Contract Manager - Fintech.Key Responsibilities Partner with Product, Marketing, and Compliance teams to review product features and customer-facing materials for legal...Show moreLast updated: 6 hours ago
    • Promoted
    Regulatory Compliance Analyst (SIE, Series 99)

    Regulatory Compliance Analyst (SIE, Series 99)

    VirtualVocationsHialeah, Florida, United States
    Full-time
    A company is looking for a Regulatory Compliance Analyst.Key Responsibilities Produce, validate, and submit non-financial regulatory reports Collaborate with various business units to ensure com...Show moreLast updated: 1 day ago
    • Promoted
    Credit Risk Review Manager

    Credit Risk Review Manager

    Seacoast National BankMiami, FL, United States
    Full-time
    Responsible for assisting the Credit Risk Review (CRR) team in executing its mandate of providing a fully independent assessment of credit risk management (1st line) and control (2nd line) to the B...Show moreLast updated: 14 days ago
    • Promoted
    Idaho Licensed Loan Officer

    Idaho Licensed Loan Officer

    VirtualVocationsFort Lauderdale, Florida, United States
    Full-time
    A company is looking for a Reverse Mortgage Inside Sales Loan Officer.Key Responsibilities Listen to and analyze customers' financial situations to provide appropriate financial solutions Build ...Show moreLast updated: 1 day ago
    • Promoted
    • New!
    North Carolina Licensed Loan Originator

    North Carolina Licensed Loan Originator

    VirtualVocationsHialeah, Florida, United States
    Full-time
    A company is looking for a North Carolina Licensed Loan Originator.Key Responsibilities Manage retail mortgage sales and maintain strong client relationships Grow territory and consistently meet...Show moreLast updated: 10 hours ago
    • Promoted
    • New!
    Texas Licensed Loan Partner

    Texas Licensed Loan Partner

    VirtualVocationsFort Lauderdale, Florida, United States
    Full-time
    A company is looking for a Remote Mortgage Loan Partner & Processor.Key Responsibilities Manage key milestones of loan files and maintain communication with borrowers, realtors, and third par...Show moreLast updated: 10 hours ago
    • Promoted
    Remote Finance Director - AI Trainer

    Remote Finance Director - AI Trainer

    Data AnnotationMiami Beach, Florida
    Remote
    Full-time +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...Show moreLast updated: 28 days ago
    • Promoted
    • New!
    Senior Tax Accountant - 2+ Yrs Paid Tax Experience Required

    Senior Tax Accountant - 2+ Yrs Paid Tax Experience Required

    IntuitHomestead, FL, United States
    Full-time
    Intuit is seeking highly motivated individuals to join our dynamic team as dedicated TurboTax Live Seasonal Local Service Experts in one of our new TurboTax locations across the United States on a ...Show moreLast updated: 19 hours ago
    • Promoted
    • New!
    Arizona Licensed Mortgage Loan Officer

    Arizona Licensed Mortgage Loan Officer

    VirtualVocationsFort Lauderdale, Florida, United States
    Full-time
    A company is looking for a Hybrid Mortgage Retail Loan Officer with equity ownership opportunities.Key Responsibilities Manage mortgage loan origination and sales processes Build and maintain es...Show moreLast updated: 10 hours ago
    • Promoted
    Senior Compliance Engineer

    Senior Compliance Engineer

    VirtualVocationsHollywood, Florida, United States
    Full-time
    A company is looking for a Senior Compliance Engineer responsible for overseeing product certification processes for electrical and electronic equipment in Mexico and the EU.Key Responsibilities ...Show moreLast updated: 1 day ago