Senior Compliance Officer

A company is looking for a Sr. Compliance Officer - Investment Risk.

Key Responsibilities

Oversee investment risk for third-party equity, fixed income, and liquid alternative fund managers

Utilize industry-standard tools to analyze investment risks and challenge assumptions

Conduct monitoring reviews of equity and fixed income funds and assess emerging risk areas

Required Qualifications

Bachelor's degree in Finance, Economics, Risk Management, or a related field

5+ years of experience in investment risk, compliance, or asset management

Strong understanding of investment products, including mutual funds and alternative investments

Proficiency with risk and research tools such as FactSet, Bloomberg, and Morningstar

Demonstrated ability to independently assess risk and provide credible challenge