Sr. Analyst, Risk Management

Risk Management Position

This position follows our hybrid-friendly schedule, so you get the best of both worlds flexibility and collaboration. In office days will be three per week averaging 12 days per month in one of the following locations : St. Petersburg, FL, Memphis, TN, or Southfield, MI.

This role involves looking for trends tied to risk remediation and presenting findings and reports to various lines leadership. Reports are also used for regulatory purposes.

Some of the main responsibilities include :

• Acting as a point of contact for all risk matters across the Operations division, including (but not limited to) : audit support, regulatory inquiries & exams, risk & control self-assessments, remediations, risk council.
• Communicate & network with various groups throughout the entire firm.
• Ability to work independently on large-scale risk projects & initiatives, source from Enterprise Risk, Business Risk & Control, & Operations division.

Under general direction, provides support to the assigned Operations vertical where risk consult, and effective challenge is needed to deliver credible risk support to the assigned area's senior leaders and management team. Excellent (written and verbal) communication, collaboration, independent thinking, autonomy, organization and time management is required to deliver on business expectations. Uses extensive knowledge and skills obtained through education and experience to effectively lead risk management activities, conduct reviews and develop risk profiles for assigned business or risk areas. Leads difficult assignments that are broad in nature requiring originality and ingenuity with some latitude for unreviewed actions or decisions. Performs research, analysis, and resolution to complex issues. Provides comprehensive solutions to escalated problems. Moderate contact with executive management via meetings, written reports and verbal presentations.

Essential Duties and Responsibilities

Knowledge of :

Skill in :

Ability to :

Licensing :

Education

High School (HS) (Required)

Work Experience

General Experience - 3 to 6 years

Certifications

Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)

Travel

Less than 25%

Workstyle

Hybrid

At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view. We expect our associates at all levels to :

At Raymond James as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive.