Talent.com
Regulatory Compliance Analyst (SIE, Series 99)

Regulatory Compliance Analyst (SIE, Series 99)

VirtualVocationsColorado Springs, Colorado, United States
15 hours ago
Job type
  • Full-time
Job description

A company is looking for a Regulatory Compliance Analyst.

Key Responsibilities

Produce, validate, and submit non-financial regulatory reports

Collaborate with various business units to ensure compliance with regulations

Assist in interpreting new regulations and updating compliance processes

Required Qualifications

Knowledge of non-financial regulatory reporting requirements

Experience in trading or compliance roles

Licenses : SIE and Series 99 (or ability to obtain within 120 days)

Minimum of High School Diploma or equivalent

Proficiency in Microsoft Office applications

Create a job alert for this search

Regulatory Compliance Analyst • Colorado Springs, Colorado, United States

Related jobs
  • Promoted
Bank Credit Risk Analyst - Retail Banking (mid-level position)

Bank Credit Risk Analyst - Retail Banking (mid-level position)

USAACOLORADO SPRINGS, CO, United States
Full-time
At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military...Show moreLast updated: 1 day ago
  • Promoted
Cybersecurity Analyst II

Cybersecurity Analyst II

ARES CorporationColorado Springs, CO, US
Full-time
ARES is seeking an experienced senior cybersecurity analyst to join our security control assessment, vulnerability assessment, software assurance, and risk assessment teams supporting our Nation&rs...Show moreLast updated: 25 days ago
  • Promoted
Security Compliance Analyst (Secret Clearance)

Security Compliance Analyst (Secret Clearance)

Dev TechnologyColorado Springs, CO, US
Full-time
Security Compliance Analyst, #980.Candidates with dual citizenship cannot be considered per government requirements.Dev Technology is seeking a Security Compliance Analyst to support a federal clie...Show moreLast updated: 13 days ago
  • Promoted
  • New!
Compliance Data Analyst (COLORADO SPRINGS)

Compliance Data Analyst (COLORADO SPRINGS)

USAAStratmoor Hills, CO, US
Full-time
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the 1 choice for the...Show moreLast updated: 2 hours ago
  • Promoted
Bank Credit Risk Analyst - Retail Banking (mid-level position) (COLORADO SPRINGS)

Bank Credit Risk Analyst - Retail Banking (mid-level position) (COLORADO SPRINGS)

UsaaColorado Springs, Colorado, US
Permanent
Ensure all your application information is up to date and in order before applying for this opportunity.At USAA, our mission is to empower our members to achieve financial security through highly c...Show moreLast updated: 1 day ago
  • Promoted
Bank Credit Risk Analyst - Retail Banking (mid-level position) - Opportunity to work with military community-focused financial institution (COLORADO SPRINGS)

Bank Credit Risk Analyst - Retail Banking (mid-level position) - Opportunity to work with military community-focused financial institution (COLORADO SPRINGS)

USAAStratmoor Hills, CO, US
Full-time
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the 1 choice for the...Show moreLast updated: 1 day ago
  • Promoted
Bank Fraud Analyst II (COLORADO SPRINGS)

Bank Fraud Analyst II (COLORADO SPRINGS)

USAAColorado Springs, CO, United States
Full-time
At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military...Show moreLast updated: 1 day ago
  • Promoted
Consumer Credit Risk Specialist (COLORADO SPRINGS)

Consumer Credit Risk Specialist (COLORADO SPRINGS)

USAAColorado Springs, CO, United States
Full-time
At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military...Show moreLast updated: 1 day ago
  • Promoted
Bank Credit Risk Analyst - Retail Banking (mid-level position)

Bank Credit Risk Analyst - Retail Banking (mid-level position)

USAA CareersColorado Springs, CO, United States
Full-time
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for th...Show moreLast updated: 1 day ago
  • Promoted
  • New!
Retail Banking Credit Risk Specialist (Hiring Immediately)

Retail Banking Credit Risk Specialist (Hiring Immediately)

USAACOLORADO SPRINGS, CO, United States
Full-time
At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military...Show moreLast updated: 2 hours ago
  • Promoted
Fraud Risk Specialist (COLORADO SPRINGS)

Fraud Risk Specialist (COLORADO SPRINGS)

UsaaColorado Springs, CO, United States
Full-time
Make sure to read the full description below, and please apply immediately if you are confident you meet all the requirements. At USAA, our mission is to empower our members to achieve financial sec...Show moreLast updated: 23 hours ago
  • Promoted
  • New!
Consumer Credit Strategy Analyst (Hiring Immediately)

Consumer Credit Strategy Analyst (Hiring Immediately)

USAACOLORADO SPRINGS, CO, US
Full-time
At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military...Show moreLast updated: 3 hours ago
  • Promoted
Consumer Credit Risk Specialist (COLORADO SPRINGS)

Consumer Credit Risk Specialist (COLORADO SPRINGS)

UsaaColorado Springs, Colorado, US
Permanent
Ensure all your application information is up to date and in order before applying for this opportunity.At USAA, our mission is to empower our members to achieve financial security through highly c...Show moreLast updated: 1 day ago
  • Promoted
Manager Global Trade Compliance

Manager Global Trade Compliance

Microchip TechnologyColorado Springs, CO, US
Permanent
The Classification Manager will play a critical role within Microchip's Global Trade Compliance (GTC) group, leading the Classification Team and serving as a key member of the GTC leadership team.T...Show moreLast updated: 10 days ago
  • Promoted
Grants Compliance Senior Specialist, Community Partnerships & Investments

Grants Compliance Senior Specialist, Community Partnerships & Investments

Wounded Warrior ProjectColorado Springs, CO, United States
Full-time
We know these are some of the things people look for in a job.If you're the kind of person who believes that honoring and empowering our nation's veterans is more than just a cause - that it's a ca...Show moreLast updated: 30+ days ago
  • Promoted
Bank Credit Risk Analyst - Retail Banking (mid-level position) (COLORADO SPRINGS)

Bank Credit Risk Analyst - Retail Banking (mid-level position) (COLORADO SPRINGS)

USAAColorado Springs, CO, United States
Full-time
At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military...Show moreLast updated: 1 day ago
  • Promoted
Fraud Risk Specialist (COLORADO SPRINGS)

Fraud Risk Specialist (COLORADO SPRINGS)

USAAColorado Springs, CO, United States
Full-time
At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military...Show moreLast updated: 23 hours ago
  • Promoted
Retail Banking Credit Strategy Analyst (COLORADO SPRINGS)

Retail Banking Credit Strategy Analyst (COLORADO SPRINGS)

UsaaColorado Springs, Colorado, US
Permanent
Ensure all your application information is up to date and in order before applying for this opportunity.At USAA, our mission is to empower our members to achieve financial security through highly c...Show moreLast updated: 1 day ago
  • Promoted
Retail Banking Credit Strategy Analyst (COLORADO SPRINGS)

Retail Banking Credit Strategy Analyst (COLORADO SPRINGS)

USAAStratmoor Hills, CO, US
Full-time
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the 1 choice for the...Show moreLast updated: 1 day ago
  • Promoted
Administrative Compliance & Data Specialist

Administrative Compliance & Data Specialist

Colorado AnschutzColorado Springs, CO, US
Full-time
Administrative Compliance & Data Specialist.Elevate Your Career at UCCS : Innovate, Inspire, and Impact in the Rockies!.The University of Colorado Colorado Springs (UCCS) is a premier educational in...Show moreLast updated: 11 days ago