Compliance Specialist

locations

Durant, OK

Plano-Parkwood

time type

Full time

posted on

Posted Today

job requisition id

R 06147

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The Position

Job Title

Compliance Specialist

Job Description

SUMMARY

This position is responsible for assisting the Compliance Department in ensuring that the Bank establishes and maintains an effective Compliance Program. The Compliance Specialist will conduct scheduled and event-driven testing of regulations. The Compliance Specialist will prepare workpapers by compiling and then analyzing the information applicable to each review. The specialist will offer recommendations and communicate any findings to management (both verbally and in writing). The Compliance Specialist will also provide administrative support by helping to test and implement systems and procedures.

MAJOR DUTIES AND RESPONSIBILITIES (ESSENTIAL FUNCTIONS)

• Support the annual testing plan which identifies regulations and areas of the Bank to be tested.
• Interacts with process owners and lines of business to provide compliance support and resolution to testing and / or risk findings.
• Communicates with enterprise compliance contacts.
• Assist with validating prior compliance findings to confirm they have been addressed in order to close.
• Completes scheduled and ad hoc reports for Bank management on compliance issues.
• Reviews procedures in the business line to ensure compliance with applicable laws and regulations.
• Monitor new and proposed regulations.
• Develops broad-based knowledge of banking with a focus on assigned business lines.
• Advises on training and education on compliance topics as necessary.

ADDITIONAL DUTIES AND RESPONSIBILITIES

EMPLOYEE SPECIFICATIONS

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and / or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

Education and Work Experience

Technical / Functional Competencies

NOTE : This job description is not intended to be all-inclusive. Employee may perform other related duties as assigned by supervisor to meet the ongoing needs of the organization.

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All Locations :

Durant-Corporate, Plano-Parkwood

If any applicant is unable to complete an application or respond to a job opening because of a disability, please email us at HR@firstunitedbank.com for assistance.

First United is an Equal Opportunity Employer. To the extent required by Federal or State law, First United does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national origin, or any other characteristic protected by law.