Senior Data Analyst - Compliance

Responsibilities

• Identify key data elements and create and maintain data lineage maps by collaborating with technical and business stakeholders.
• Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations.
• Create source-to-destination data maps for AML reports and systems.
• Support the buildout and management of the data catalog, business glossaries, and the associated metadata that serve as the enterprise repository for understanding and governing information across the organization.
• Design periodic and ad hoc supervisory reports and complete associated reviews.
• Implement internal control enhancements and appropriately triage potential compliance matters.
• Assist and coordinate responses to regulatory inquiries from US and global regulators.
• Draft and implement controls and perform control testing.
• Research and write policies and procedures.

Qualifications

Preferred Qualifications

Company Benefits & Perks