Assoc Analyst, Operations

Associate Analyst

At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. The Associate Analyst will play a key role within the Client Reporting (Statements Communications) team, part of LPL's Operations. This team is responsible for managing regulatory mailings including Trade Confirmations, Prospectuses, Monthly / Quarterly Statements, and Client Letters. Additional responsibilities include handling Return Mail and DBA (Doing Business As) Statement Logos. The role involves collaboration across departments to ensure accurate and timely delivery of client communications.

Key Responsibilities :

• Execute daily, weekly, and monthly operational tasks such as file transmissions to vendors, data validation, and reporting.
• Perform test scripts and support User Acceptance Testing (UAT) for statement-related systems and enhancements.
• Analyze exception reports related to statement, confirmation, letter, and prospectus delivery.
• Support internal and external audit requests with accurate documentation and data.
• Review and improve departmental processes to enhance risk oversight, operational efficiency, and consistency in client communications.

What are we looking for?

We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements :

Core Competencies :

Preferred Qualifications :

Pay Range : $21.81-$36.36 / hour

Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

LPL Financial Holdings Inc. (Nasdaq : LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 29,000 financial advisors and the wealth-management practices of 1,100 financial institutions, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.