Senior Financial Crime Risk Oversight Analyst - Anti-Bribery and Anti-Corruption (ABAC) Risk Assessment.

Senior Financial Crime Risk Oversight Analyst

The Senior Financial Crime Risk Oversight Analyst provides a range of research, guidance, and business oversight to assigned portfolio, business, or function to ensure that strong AML / ATF / Sanctions / ABAC controls and processes are in effect to mitigate inherent associated risks. Contributes to the development and implementation of AML / ATF / Sanctions / ABAC Compliance programs related to all aspects of AML and ATF laws.

The U.S. FCRM Governance and Regulatory Response group (the FCRM group for this position) is responsible for developing and overseeing program-wide methodologies and frameworks for the purposes of financial crime risk management. This includes setting and managing standards for program-wide governance and escalation, executing risk assessments, testing, quality assurance and training programs. The team also produces program materials for the purposes of both ongoing supervision meetings with the bank's regulators and board committee meetings associated with financial crimes risk management, including information notifying board directors of suspicious activity reported by the bank.

Financial Crimes Risk Management (FCRM) has the following mandate :

• Creating and executing the US FCRM policies, standards, and thresholds, in compliance with U.S. Laws, Rules, and Regulations, and determining the US FCRM Risk Appetite within the Enterprise FCRM guardrails
• Performing the AML Risk Assessment Program, with US driven ML requirements, designed to detect, deter, and prevent these activities from occurring at the Bank in compliance with US laws, rules and regulations
• Maintaining the US FCRM Program current with US regulatory guidance and expectations (customers and business relationships, products and distribution channels, geographic locations of activity, other prescribed factors, and any other relevant factors) and any regulatory changes, emerging issues, and trends in the external environment.
• Reviewing, evaluating, and actioning when to demarket (exit) a customer relationship due to money laundering, terrorist financing, sanctions, or bribery / corruption concerns, including those identified through suspicious activities or transactions or similar reporting, AML investigations, or other sources that indicate significant heightened risk
• Implementing, executing, and monitoring an effective US FCRM Program in compliance with applicable laws and regulations in all Business Lines, as appropriate, inclusive of the US FCRM's specialized oversight and execution of risk and control activities
• Identifying and submitting reporting / escalations to TDBUSH, TDGUS Boards / Board Committees and / or regulators when material AML / ATF regulatory and compliance issues occur

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