Remote - Senior Auditor

SUMMARY : The Senior Auditor is responsible for performing individual internal audit projects, as part of the total internal audit plan. This responsibility includes developing internal audit scope, performing internal audit procedures, and preparing internal audit reports reflecting the results of the work performed for management review. Work performed will include coverage of functional and operating units, focusing on lending and credit, corporate finance, operations, and compliance, processes. The Senior Auditor learns to identify areas of risk and opportunities to improve efficiencies. Additionally, the Senior Auditor may also assist Internal Audit management with continuous auditing activities, department administrative activities and special projects.

ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties and special projects may be assigned.

• Plans and performs audits under the supervision of managers and / or directors
• Creates audit planning memos in conformance with Internal Audit Department procedures
• Documents business processes within process narratives or flowcharts, identifying risks and mitigating controls
• Develops risk and control matrices and test plans for key controls
• Identifies control gaps and tests the design and operating effectiveness of existing controls
• Reviews and tests records to ensure compliance with company policies, procedures, plans, and communications as well as safe and sound banking practices
• Formulates clear and concise conclusions on internal controls and business process and efficiencies
• Prepares audit reports detailing findings and recommendations and review findings and recommendations with appropriate management personnel through audit status and exit meetings
• Participates in audit exit meetings and prepares presentations
• Prepares and / or supervises the preparation of organized, accurate, complete and competent work papers conforming to Internal Audit Department requirements, ensuring the documentation clearly supports the conclusion regarding each objective
• Participates in audit engagement risk identification sessions
• Keeps Audit Managers informed of emerging issues and audit progress. Manages time and work efficiently so that deadlines are met and department standards are maintained
• Maintains positive team relationship by demonstrating and supporting initiative, willingness to learn, flexibility, respect, cooperation and commitment to the success of the internal audit process
• Keeps abreast of regulations, industry, and information technology changes
• Supports external auditors as assigned
• Ensures adherence to professional audit standards
• Conducts special projects, as necessary
• Adheres to and complies with applicable, federal and state laws, regulations and guidance, including those related to anti-money laundering (i.e. Bank Secrecy Act, US PATRIOT Act, etc.).
• Adheres to Bank policies and procedures and completes required training.
• Identifies and reports suspicious activity.

SUPERVISORY RESPONSIBILITIES

EDUCATION

Bachelor's Degree in Accounting, Business Administration, IS / IT, or related field required

EXPERIENCE

CERTIFICATES, LICENSES, REGISTRATIONS

KNOWLEDGE, SKILLS AND ABILITIES

Demonstrates the ability to obtain, evaluate and interpret information and reach logical, fact-based conclusions.

Effectively organizes the administrative aspects of the project, including budget and project wrap-up.

Encourages others to work as a collaborative team by consistently and effectively modeling teamwork.

Identifies areas of business risk, potential technical problems, and opportunities to improve the efficiency and profitability of the customer's business processes.

ADDITIONAL INFORMATION

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