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Investment Funds Regulatory Associate
Investment Funds Regulatory AssociateBCG Attorney Search • New York, NY, United States
Investment Funds Regulatory Associate

Investment Funds Regulatory Associate

BCG Attorney Search • New York, NY, United States
9 days ago
Job type
  • Full-time
Job description

Location

New York City, NY, United States

Posted on

Aug 04, 2025

Valid Through

Sep 03, 2025

Profile

Job Overview :

A highly regarded law firm is seeking a talented associate to join its Investment Funds Regulatory practice in New York. This role offers an excellent opportunity to advise fund sponsors on a broad spectrum of regulatory issues, including fundraising, compliance, SEC examinations, and enforcement matters. The ideal candidate will have strong familiarity with the Investment Advisers Act of 1940 and experience at a major global law firm.

Location : New York, NY

Duties :

  • Advise fund sponsors on regulatory compliance related to fundraising and operations
  • Review offering materials and fund governing documents for regulatory compliance
  • Prepare and file SEC regulatory submissions, including Form ADV and Form PF
  • Respond to SEC examinations and enforcement inquiries on behalf of clients
  • Counsel clients on the Investment Advisers Act of 1940 and related securities laws
  • Assist with regulatory aspects of fund formation, mergers, and transactions
  • Monitor and advise on regulatory developments affecting investment managers

Requirements :

  • 1 to 3 years of regulatory experience focused on investment funds
  • Prior experience at a global or national law firm working with fund sponsors or investment advisers
  • Demonstrated expertise in securities regulatory matters involving private funds
  • Familiarity with SEC compliance, filings, and audit procedures

    • Education :

  • Juris Doctor (JD) from an accredited U.S. law school
  • Strong academic performance required

    • Certifications :

  • Admission to the New York State Bar required

    • Skills :

  • Strong knowledge of the Investment Advisers Act of 1940
  • Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred
  • Excellent legal writing and communication skills
  • Ability to manage client relationships and regulatory deadlines
  • Detail-oriented with strong analytical and problem-solving abilities
  • Effective at managing multiple priorities in a fast-paced practice

    • Salary and Benefits : Competitive salary aligned with experience, comprehensive benefits including health, retirement, and professional development resources.

    Company info

    BCG Attorney Search

    125 Park Avenue, 25th floor

    New York, NY 10017

    Phone : (212) 232-0277

    Fax : (213) 895-7306

    Note : The detailed information about the firm’s location, salary, and benefits has been summarized for clarity. The extraneous recruitment narrative has been omitted to maintain focus on the job role.

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    Investment Associate • New York, NY, United States