Securities & Capital Markets Attorney

Job Description

Job Description

Ascension Global Staffing & Executive Search, a Hispanic Women Owned & Operated National Recruiting Firm stands at the forefront of innovation and excellence. Led by a visionary team with a deep commitment to diversity and inclusion, our firm is dedicated to identifying and attracting top talent across the nation. With a unique blend of cultural insight and professional expertise, we pride ourselves on creating an environment that fosters success for both employers and candidates.

Securities & Capital Markets Attorney – Rochester, Buffalo, or Albany, NY

Our client is seeking a Securities & Capital Markets Attorney with a minimum of four years of experience to join their Rochester, Buffalo, or Albany office. The ideal candidate will have experience representing issuers and investment banks in public and private offerings of securities, as well as advising publicly traded companies on compliance with the Securities Exchange Act of 1934 , exchange listing standards, and corporate governance matters.

Key Responsibilities :

Represent issuers and investment banks in public and private offerings of securities.

Advise publicly traded companies on SEC compliance, exchange listing requirements, and corporate governance.

Draft and review securities offering documents, corporate disclosures, and related agreements.

Work collaboratively with attorneys across practice areas to provide integrated client service.

Maintain a strong focus on client service, initiative, and proactive problem solving.

Qualifications :

Minimum of four years of relevant securities and capital markets experience in a law firm setting.

Strong knowledge of the Securities Exchange Act of 1934 and exchange listing standards.

Excellent oral and written communication skills.

Demonstrated ability to work effectively as part of a team.

Admission to practice in New York or eligibility for admission.

Compensation :

Estimated annual base salary range : $123,000 – $145,000 , with actual compensation based on experience, qualifications, and skill level.

Our client is an Equal Employment Opportunity (EEO) employer and welcomes candidates from diverse backgrounds.