Director Information Technology Audit

Overview

Are you looking for an opportunity to build a First Line Defense in Technology? Our client is seeking a Managing Director to implement a First Line Risk & Controls function for their IT infrastructure and cloud group. This is a high-profile position charged with building and implementing a top-notch risk & controls program, working closely with all stakeholders, executives, and regulators. You will be managing and supporting RCSA execution; supporting development and monitoring of KRIs and metrics at the Board, Management, and First Line Unit level; supporting governance, policy, and procedure alignment across Finance; leading issue identification and management for all technology-related processes; and serving as liaison with auditors and regulators through examinations. You will work closely with Financial Risk Management and second line teams through the execution of risk management activities.

Location : Stamford or Hartford, CT (Hybrid)

Salary : $180,000 to $220,000 + Bonus & LTI

Play a critical leadership role in overseeing and strengthening the organization’s technology and infrastructure control environment. This individual will lead a high-performing team of IT risk professionals and serve as a risk partner to the leadership over Infrastructure, Project Management, and Architecture to ensure that technology risks are proactively identified, assessed, and mitigated across the enterprise. Areas of focus include Infrastructure Management, Cloud Security and Operations, Identity and Access Management (IAM), Secure SDLC, Agile Delivery, and Project Governance and Execution. Key responsibilities include building and maintaining a comprehensive control inventory, enhancing the risk and control self-assessment (RCSA) program, and ensuring alignment with internal policies, regulatory requirements, and industry best practices. The role will also provide risk partnership for key technology processes, including cloud security and configuration, asset management, secure SDLC, patch management, incident and problem management, capacity planning, database management, identity access management, and modern DevSecOps practices. The ideal candidate will bring deep expertise in technology risk management and internal controls within the banking sector that enable the candidate to serve as the risk subject matter expert in strategic infrastructure initiatives and large-scale, high-visibility regulatory remediation programs.

Responsibilities

• Oversight and management for multiple Technology Front Line Unit (FLUs)
• Lead and develop a high-performing team of risk professionals, fostering a culture of accountability, continuous improvement, and proactive risk ownership.
• Leverage agile principals to operate transparently.
• Collaborate with the Technology Front Line Unit to design, implement, and maintain effective controls that mitigate identified risks across infrastructure, cloud, IAM, SDLC, and project management domains.
• Drive the early identification of control issues, emerging risks, and process deficiencies. Lead root cause analysis and oversee the development and execution of robust, sustainable remediation plans to address control gaps and prevent recurrence. Analyze risk data to assess likelihood, impact, and trends, and provide actionable insights to senior leadership.
• Partner closely with Enterprise Architecture and the Project Management Office to support risk-informed decision-making across the technology development lifecycle; serve as Risk SME. Provide counsel informed by industry leading practices on Infrastructure as Code, secure CI / CD pipelines, and modern patch management.
• Perform risk evaluations of material changes in infrastructure, cloud, and networking environments, including new cloud services and architectural patterns.
• Maintain ongoing engagement with cloud operations teams and ensure new services and configurations are appropriately secured.
• Evaluate the risk impact of incidents and problems on the control environment and recommend enhancements to prevent recurrence. Provide governance and oversight of patch management programs, ensuring timely remediation of vulnerabilities and alignment with risk appetite.
• Lead the execution and documentation of RSCA processes across the respective Front Line Units (FLUs) to ensure it aligns with regulatory requirements and industry best practices. Assist with designing and enhancing the RCSA program, ensuring compliance with internal policies, industry best practices and regulatory requirements.
• Reporting & Communication : Develop and deliver executive-level reporting that highlight risk trends, control effectiveness, and areas requiring attention.
• Evaluate and improve the overall risk and control environment to adapt to changes in the regulatory environment, business operations, and emerging risks.
• Support internal audits and regulatory examinations, ensuring all required documentation and evidence are accurate and readily available.
• Ensure adherence to applicable regulations and standards, partnering closely with Compliance, Internal Audit, and other control functions.

Qualifications

Seniority level

Employment type

Job function

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