FINRA Licensed RIA Specialist

A company is looking for a Consultant, RIA Senior Specialist.

Key Responsibilities

Handle incoming calls regarding product types, investment information, and financial processing requests

Provide subject matter expertise for internal platforms and assist in training new staff

Identify and resolve operational and compliance issues while improving processes for efficiency

Required Qualifications

Bachelor's Degree

1-2 years of relevant experience

Holds Series 7 or is a subject matter expert in specific processing functions

Knowledge of the managed account industry

Proficiency with Microsoft Office