A company is looking for a 1940 Act Attorney.
Key Responsibilities
Draft, review, and prepare fund registration statements and related filings for the SEC
Communicate with the SEC and other regulatory agencies on behalf of fund clients
Prepare agendas, resolutions, and materials for investment company board meetings
Required Qualifications
Law Degree
Licensed to practice in the applicable jurisdiction
10 or more years of related experience
Advanced understanding of investment company regulations
Strong proficiency in document preparation and review applications
Licensed Attorney • San Buenaventura, California, United States