Compliance Officer

About Invesco

As one of the worlds leading independent global investment firms Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities we provide a wide range of investment strategies and vehicles to our clients around the world. If youre looking for challenging work intelligent colleagues and exposure across a global footprint come explore your potential at Invesco.

Whats in it for you

Our people are at the ver y core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including :

Flexible paid time off

Hybrid work schedule

401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution

Health & wellbeing benefits

Parental Leave benefits

Employee stock purchase plan

Job Description

Your Role

As our new Compliance Officer youll play a key role in supporting one of Invescos Registered Investment Advisers and Invescos Americas Compliance team. Youll gain hands-on experience across a broad range of compliance activities helping to ensure that we meet the highest regulatory standards.

The responsibility of this Compliance Officer position is to support the day to day compliance functions and program of the growing Invesco Managed Accounts line of business. The position will have the opportunity to work with other specialized compliance groups across Invesco globally and cross-functionally with various business partners. Were seeking a detail-oriented creative thinker to help us scale processes solve problems and continue to enhance our compliance oversight model.

You will be Responsible For :

• Daily Compliance reviews of trading activity and working directly with portfolio management and trading teams to resolve exceptions noted during reviews of portfolio activities.
• Set up and test compliance rules and restrictions and review and verify the accuracy of client account setups.
• Read and understand operating manuals contracts state statutes and client documents distilling them down to actionable information and requirements that can be implemented as account restrictions.
• Maintain pertinent compliance logs (employees errors complaints) and records and assist in preparing regular compliance reports.
• Assist in the development implementation and maintenance of comprehensive compliance program controls and tools including compliance manual policies and procedures.
• Assist with projects and initiatives involving technology and data to develop enhance and automate compliance processes and test systems.
• Keep abreast of changing regulatory requirements news and observations with a focus on how they affect our business.
• Implements and supports the departments strategic direction vision & mission in alignment with the Companys strategy.

The Experience You Bring :

The salary range for this position is $70000 - $90000 / year. The total compensation offered for this position includes salary and incentive pay and will vary based on skills experience and location.

Full Time / Part Time

Full time

Worker Type

Employee

Job Exempt (Yes / No)

Yes

Workplace Model

Pursuant to Invescos Workplace Policy employees are expected to comply with the firms most current workplace model which as of October 1 2025 includes spending at least four full days each week working in an Invesco office. This reflects our belief that spending time together in the office helps us build stronger relationships collaborate more easily and support each others growth and development.

The above information on this description has been designed to indicate the general nature and level of work performed by employees within this role. It is not designed to contain or be interpreted as a comprehensive inventory of all duties responsibilities and qualifications required of employees assigned to this job. The job holder may be required to perform other duties as deemed appropriate by their manager from time to time.

Invescos culture of inclusivity and its commitment to diversity in the workplace are demonstrated through our people practices. We are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race creed color religion sex gender gender identity sexual orientation marital status national origin citizenship status disability age or veteran status. Our equal opportunity employment efforts comply with all applicable U.S. state and federal laws governing non-discrimination in employment.

Required Experience :

Unclear Seniority

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Employment Type : Full-Time

Experience : years

Vacancy : 1

Yearly Salary Salary : 70000 - 90000