Regulatory Counsel, Investment Adviser (USA)

Description

This role is critical in managing investor contractual relationships guiding the companys understanding of regulatory frameworks and fostering a culture of integrity and ethical practices. Youll collaborate with other attorneys in a small team senior leadership and cross-functional teams to proactively manage legal risk and guide the companys investment-related legal efforts.

Responsibilities :

• Manage maintain and advise on fund offering documents navigate and manage ongoing side letters and agreements for separately managed accounts
• Advise on financial market and global trading regulatory obligations including filings cybersecurity requirements and all manner of nuanced topics in the financial market space
• Support the companys compliance with SEC regulatory requirements and industry best practices by working closely with the companys Chief Compliance Officer and staff
• Provide guidance to Compliance Technology Finance Investor Relations and Management teams on financial and business legal risks
• Monitor and interpret changes in securities laws SEC regulations and corporate governance trends.
• Manage legal efforts to establish counterparty agreements including global clearing and ISDA agreements.
• Assist with Fund board of director meetings and board governance matters.
• Support other attorneys on a variety of business and technology legal responsibilities.
• Support internal investigations and respond to regulatory inquiries as needed.
• Help develop and maintain internal policies and procedures related to securities law compliance.

Requirements

Benefits

Trexquant is an Equal Opportunity Employer

Required Experience :

Unclear Seniority

Key Skills

Active Directory Administration,Financial Services,Benefits & Compensation,Cosmetology,Architecture

Employment Type : Part-Time

Experience : years

Vacancy : 1