Talent.com
No longer accepting applications
VP, Compliance Program

VP, Compliance Program

Arizona StaffingPhoenix, AZ, US
4 days ago
Job type
  • Full-time
Job description

Compliance Management Program Leader

The leader in this role is responsible for providing leadership and direction for critical elements of Synchrony's Compliance Management Program. This leader is organized within the Compliance Program & Initiatives (CPI) team under the direction of its SVP, CPI leader and the company's SVP and Chief Compliance Officer. Our way of working allows you to have the option to work from home, near one of our Hubs or come into one of our offices. Occasionally you may be required to commute to our nearest office for in person engagement activities such as business or team meetings, training and culture events.

Essential Responsibilities :

  • Represent Compliance as a voting member on the Policy Review Group; maintain / update Compliance policies and procedures in a timely manner and in accordance with regulatory expectations.
  • Partner with the Legal Department, the broader Compliance organization, and impacted business stakeholders to ensure timely assessment and implementation of regulatory changes resulting from new laws / rules / regulations, regulatory guidance, industry enforcement actions and consent order analysis.
  • Manage the relationship with a third party vendor responsible for horizon scanning.
  • Coordinate monthly Compliance Sub-Committee meetings including scheduling; agenda and content preparation, including dashboards; gathering updated KRI / risk appetite / Compliance issue data, and maintain the Sub-Committee Charter.
  • Collaborate across Compliance to develop and schedule annual monitoring activities on the Compliance master schedule and include thematic results of monitoring within Compliance Sub-Committee reporting.
  • Partner with Risk Learning & Development, HR, and Risk Testing to execute the Compliance Skills Assessment.
  • Coordinate across Compliance for related regulatory examinations, internal audits and other supervisory activities; prepare responses pertinent to the Compliance Program and create / update or collaborate with others to obtain necessary supporting artifacts responsive to exam and / or audit requests.
  • Maintain Compliance 'process' records in eGRC system encompassing the above-stated activities and participate in the company's Risk & Control Self-Assessment (RCSA) to ensure periodic risk assessments of those processes; oversee the 'process universe' for Compliance to ensure it encompasses key components of the Compliance Program.
  • Partner with the RCSA team to ensure Compliance risk oversight subject matter experts (SMEs) are trained and participating in second line of defense credible challenge of processes with Compliance risk across the enterprise.
  • Coordinate bi-monthly All Compliance meetings, bi-weekly CCO coffee chats and support annual departmental goal-setting.
  • Maintain and update Compliance SharePoint pages / sites, organizational charts, and training / resource materials to support the Compliance organization.
  • Collaborate with Risk Technology to enhance and / or build necessary workflows to support the Compliance organization and partner with Compliance SMEs to understand and gather necessary business requirements, as needed.
  • Manage a team of compliance resources dedicated to supporting and driving enhancements as it relates to processes described in the above responsibilities.

Qualifications / Requirements :

  • Bachelor's degree or in lieu of degree and 5+ years of consumer financial services and / or internal audit experience within a consumer financial institution; in lieu of a degree 9+ years of consumer financial services and / or internal audit experience.
  • 5+ years of experience with compliance and / or risk management in consumer financial services.
  • 5+ years managing a team in compliance and / or risk management in consumer financial services.
  • Desired Characteristics :

  • Strategic thinker who can identify problems and / or efficiency opportunities within the Compliance Program & Initiatives team, recommend a course of action (soliciting stakeholder input as needed), and independently drive enhancements in an efficient and proactive manner.
  • Ability to manage multiple priorities and deadlines; establish deadlines to hold self and team accountable.
  • Ability to build strong relationships and become a trusted partner with cross-functional teams (Risk, Compliance, Legal and the first line of defense).
  • Strong written and verbal communication skills - attention to detail is critical; ability to synthesize complex or voluminous content into succinct, executive and Board-level messaging and presentations with senior management support.
  • Understanding of regulatory, financial industry related guidance and best practices applicable to banking operations, effective compliance management systems, and the broader risk management framework.
  • Experience in engaging with and presenting to SVP / EVP-level leaders and regulators.
  • Proficient in Microsoft applications, including Excel, PowerPoint and Word; familiarity with eGRC, SharePoint, and Tableau.
  • Understanding of how to effectively leverage artificial intelligence to drive operational efficiencies.
  • Experience managing exempt level professionals.
  • Experience managing people and / or leading in a matrixed environment.
  • Certified Regulatory Compliance Manager (CRCM) or similar certification.
  • Grade / Level : 13

    The salary range for this position is 130,000.00 - 210,000.00 USD Annual and is eligible for an annual bonus based on individual and company performance. Actual compensation offered within the posted salary range will be based upon work experience, skill level or knowledge. Salaries are adjusted according to market in CA, NY Metro and Seattle.

    Eligibility Requirements :

  • You must be 18 years or older.
  • You must have a high school diploma or equivalent.
  • You must be willing to take a drug test, submit to a background investigation and submit fingerprints as part of the onboarding process.
  • You must be able to satisfy the requirements of Section 19 of the Federal Deposit Insurance Act.
  • New hires (Level 4-7) must have 9 months of continuous service with the company before they are eligible to post on other roles. Once this new hire time in position requirement is met, the associate will have a minimum 6 months' time in position before they can post for future non-exempt roles. Employees, level 8 or greater, must have at least 18 months' time in position before they can post.
  • All internal employees must consistently meet performance expectations and have approval from your manager to post (or the approval of your manager and HR if you don't meet the time in position or performance expectations).
  • Legal authorization to work in the U.S. is required.
  • Our Commitment :

    When you join us, you'll be part of an inclusive culture where your individual skills, experience, and voice are not only heard - but valued. Together, we're building a future where we can all belong, connect, and turn ideals into action. More than 50% of our workforce is engaged in our Employee Resource Groups (ERGs), where community and passion intersect to offer a safe space to learn and grow. This starts when you choose to apply for a role at Synchrony. We ensure all qualified applicants will receive consideration for employment without regard to age, race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or veteran status.

    Reasonable Accommodation Notice :

    Federal law requires employers to provide reasonable accommodation to qualified individuals with disabilities. Please tell us if you require a reasonable accommodation to apply for a job or to perform your job. Examples of reasonable accommodation include making a change to the application process or work procedures, providing documents in an alternate format, using a sign language interpreter, or using specialized equipment. If you need special accommodations, please call our Career Support Line so that we can discuss your specific situation. We can be reached at 1-866-301-5627. Representatives are available from 8am - 5pm Monday to Friday, Central Standard Time.

    Job Family Group : Risk Management

    Create a job alert for this search

    Compliance Program • Phoenix, AZ, US

    Related jobs
    Compliance Lead

    Compliance Lead

    Mint CannabisPhoenix, AZ, US
    Full-time
    Quick Apply
    Phoenix, AZ 85085 (Travel Required) Pay : DOE Let’s Be Blunt Cannabis isn’t just an industry — it’s a movement.At Mint Cannabis, compliance isn’t a box we check ...Show moreLast updated: 30+ days ago
    • Promoted
    Vice President for University Advancement

    Vice President for University Advancement

    Midwestern University - ArizonaGlendale, AZ, United States
    Full-time
    The Vice President for University Advancement (VPUA) provides strategic and operational leadership for all advancement functions, including Development, Alumni Relations, and Marketing and Communic...Show moreLast updated: 4 days ago
    • Promoted
    Director of FP&A

    Director of FP&A

    Vaco by HighspringYoungtown, Arizona, United States
    Permanent
    Vaco is seeking a Director of FP&A for a growing organization located in the East Valley area.What stands out about this role?. High-impact strategic leadership : .Play a key role in shaping the strat...Show moreLast updated: 30+ days ago
    • Promoted
    Vice President of Strategic Partnerships

    Vice President of Strategic Partnerships

    ConfidentialPhoenix, AZ, United States
    Full-time
    Vice President of Strategic Partnerships.Join an industry-leading provider of ACA compliance and employee benefits administration services. Information Technology & Services.Employee benefits admini...Show moreLast updated: 15 days ago
    • Promoted
    • New!
    Sr Director Program Mgmt

    Sr Director Program Mgmt

    Arizona StaffingPhoenix, AZ, US
    Full-time
    Director Of Program Management And Chief Of Staff.Director Of Program Management And Chief Of Staff you will work across the OCI Platform organization to drive the rhythm of the business and manage...Show moreLast updated: 8 hours ago
    VP of Operations - Arizona

    VP of Operations - Arizona

    Sparrow PartnersPhoenix, AZ, US
    Full-time
    Quick Apply
    VP, Operations Are you a strategic thinker who is skilled at disciplined execution and scaling processes to set your team up for success during periods of rapid growth? Are you a servant lead...Show moreLast updated: 30+ days ago
    • Promoted
    Vice President, Strategic Partnerships

    Vice President, Strategic Partnerships

    ConfidentialPhoenix, AZ, United States
    Full-time
    Vice President, Strategic Partnerships.Top-tier life insurance & annuity provider.The Company is seeking a Vice President, Strategic Partnerships to join their team. The successful candidate will be...Show moreLast updated: 13 days ago
    • Promoted
    • New!
    Director, Vendor Performance Management

    Director, Vendor Performance Management

    Liberty Utilities CoLitchfield Park, AZ, US
    Full-time
    Director, Vendor Performance Management.The Director, Vendor Performance Management is accountable for the governance, performance, and value realization of Liberty's strategic IT service providers...Show moreLast updated: 8 hours ago
    • Promoted
    US Compliance Program - Monitoring Senior Associate

    US Compliance Program - Monitoring Senior Associate

    Phoenix StaffingPhoenix, AZ, US
    Full-time
    US Compliance Program Monitoring Senior Associate.At EY, we're all in to shape your future with confidence.We'll help you succeed in a globally connected powerhouse of diverse teams and take your ...Show moreLast updated: 2 days ago
    • Promoted
    Compliance Specialist- AML / CFT Program Oversight

    Compliance Specialist- AML / CFT Program Oversight

    VanguardScottsdale, AZ, US
    Full-time
    Lead The Fight Against Financial Crime At Vanguard.We are in pursuit of an individual with industry experience in Anti Money Laundering, Know Your Client, and Compliance Operations.In this crucial ...Show moreLast updated: 1 day ago
    • Promoted
    Vendor Compliance Auditor

    Vendor Compliance Auditor

    Capstone Logistics, LLCPhoenix, AZ, US
    Full-time
    Hiring all shifts! | Schedule set at time of hire.This role is responsible for auditing the quality of incoming loads, ensuring compliance with established standards, and identifying any deviations...Show moreLast updated: 16 days ago
    • Promoted
    Regional Vice President, Network Performance

    Regional Vice President, Network Performance

    Humana IncPhoenix, AZ, United States
    Full-time
    Become a part of our caring community and help us put health first.The Regional VP, Network Performance, manages the development, operations, and results of a health plan.The Regional VP requires a...Show moreLast updated: 2 days ago
    V.P. - Origination

    V.P. - Origination

    EcoplexusUSA, Arizona, Phoenix
    Full-time
    We are looking for talented self-starters with imagination, creativity and vision.We are a rapidly-growing developer of large solar, wind and energy storage projects serving corporate and utility e...Show moreLast updated: 30+ days ago
    • Promoted
    Vice President, Field Services

    Vice President, Field Services

    Verra Mobility CorporationMesa, AZ, United States
    Full-time
    Verra Mobility is a global leader in smart mobility.We develop technology-enabled solutions that help the world move safely and easily. We are fostering the development of safe cities, working with ...Show moreLast updated: 4 days ago
    • Promoted
    • New!
    Senior Director, Corporate Compliance, Risk Management

    Senior Director, Corporate Compliance, Risk Management

    Arizona StaffingPhoenix, AZ, US
    Full-time
    Senior Corporate Compliance Director, Risk Management.We are the first publicly-traded biotech or pharmaceutical company to take the form of a public benefit corporation. Our public benefit purpose ...Show moreLast updated: 8 hours ago
    • Promoted
    VP DIGITAL EXPERIENCE

    VP DIGITAL EXPERIENCE

    Arizona StaffingPhoenix, AZ, US
    Full-time
    Vice President of Product Management Digital Experience & Platform.We are igniting business growth by connecting people, data and applications quickly, securely, and effortlessly.Together, we are...Show moreLast updated: 4 days ago
    Assistant Vice President (ISDA Rates Documentation )

    Assistant Vice President (ISDA Rates Documentation )

    KnowhirematchTempe, AZ, US
    Full-time
    Quick Apply
    ISDA Rates Documentation - Assistant Vice President.K + Bonus + Paid Relocation .Assistant Vice President (AVP).Documentation team, focusing on Over-the-Counter (OTC) Interest Rate and Credit ...Show moreLast updated: 30+ days ago
    • Promoted
    Compliance Program Manager 4-ProdDev

    Compliance Program Manager 4-ProdDev

    Phoenix StaffingPhoenix, AZ, US
    Full-time
    Manage the development and implementation process of a specific company product.The Compliance Program Manager will : .Engage and collaborate with business stakeholders to analyze, streamline, create...Show moreLast updated: 15 days ago