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Market Conduct Specialist
Market Conduct SpecialistSentry Insurance • Stevens Point, WI, United States
Market Conduct Specialist

Market Conduct Specialist

Sentry Insurance • Stevens Point, WI, United States
1 day ago
Job type
  • Full-time
Job description

Sentry Insurance, a Mutual Company, is currently seeking a Market Conduct Specialist to join our Corporate Compliance team. In this role you would lead, coordinate, and support the market conduct examination and data call processes to meet the requirements associated with regulatory demands, inquiries, and actions.

What You'll Do

  • Serve as Sentry representative on all market conduct and enterprise wide examinations and / or data calls, handling all aspects of the process. This includes but is not limited to distributing, gathering and scrubbing all requested information from business units, answering questions throughout the process from various internal and external contacts, and drafting and submitting timely and accurate company responses.
  • Coordinate with business units and legal to resolve and respond to issues or questions received by governing bodies. Notifies
  • executives on exam and data call matters, ensuring leadership is properly informed of outcomes and penalties issued. Documents findings and solutions in vendor platform system to ensure Enterprise Compliance and Ethics is reviewed during audits.
  • Review and understand applicable regulations to business practices ensuring regulatory responses and exams are timely and
  • accurate. Identifies areas of noncompliance and / or potential areas of improvement and notifies Enterprise Compliance and Ethics,
  • Legal, and impacted business area(s) to mitigate risk.
  • Analyze exam and data call metrics and compiles reports to show findings and trends (i.e. topics reviewed, costs, business
  • turnover time, etc.). Presents findings to business area management in an informative way and identify recurring issues that
  • need to be escalated and / or resolved.
  • Conduct market conduct and data call research, identifying regulators focus areas and recognizing consistent industry trends to
  • ensure business units are prepared for governing bodies requests and make process adjustments as necessary

What it Takes

  • Bachelor's degree or equivalent work experience
  • Minimum of 5 years of related work experience
  • Organizational skills to coordinate, request and analyze information from numerous sources
  • Project management experience highly preferred
  • Proficient skill level in Excel and other tracking tools
  • Strong oral, written and presentation skills
  • Analytical and research skills, including a thorough understanding of how to interpret data from specific business areas
  • Demonstrates a strong understanding around the data of each business unit
  • Establishes and maintains effective working relationships. Works with purposes ensuring deadlines are met. Ability to prioritize work independently using project management techniques
  • Understanding of insurance regulatory requirements and their impact on role and linking that knowledge to regulatory compliance oversite
  • What You'll Receive

    At Sentry, your total rewards go beyond competitive compensation. Below are some benefits and perks that you'll receive.

  • Sentry is happy to offer flexibility through a scheduled Hybrid work model. Monday and Friday work from home if you choose to, Tuesday through Thursday you'll work in office.
  • As a Sentry associate, you will have an in-office workspace and materials for your home office. In addition to the laptop, you will receive prior to your start, Sentry will provide equipment for your home office.
  • Meal Subsidy available for associates who report to an office.
  • 401(K) plan with a dollar-for-dollar match on your first eight percent , plus immediate vesting to help strengthen your financial future.
  • Continue your education and career development through Sentry University (SentryU) and utilize our Tuition Reimbursement program
  • Generous Paid-Time Off plan for you to enjoy time out of the office as well as Volunteer-Time off
  • Group Medical, Dental, Vision, Life insurance, Parental leave, and our Health and Wellness benefits to encourage a healthy lifestyle.
  • Well-being and Employee Assistance programs
  • Sentry Foundation gift matching program to encourage charitable giving.
  • About Sentry

    We take great pride in making Forbes' list of America's Best Midsize Employers. A lot of different factors go into that honor, many of which contribute to your job satisfaction.

    Our bright future is built on a long track record of success. We got our start in 1904 and have been helping businesses succeed and protect their futures ever since. Because of the trust placed in us, we're one of the largest and financially strongest mutual insurance companies in the United States. We're rated A+ by A.M. Best, the industry's leading rating authority.

    Our headquarters is in Stevens Point, Wisconsin, with offices located throughout the United States. From sales to claims, and information technology to marketing, we enjoy a rewarding and challenging work environment with opportunities for ongoing professional development and growth.

    Get ready to own your future at Sentry. Opportunities await!

    Talent Acquisition Specialist

    Esbeidy Guevara

    Esbeidy.Guevara@Sentry.com

    Equal Employment Opportunity

    Sentry is an Equal Opportunity Employer. It is our policy that there be no discrimination in employment based on race, color, national origin, religion, sex, disability, age, marital status, or sexual orientation.

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    Market Specialist • Stevens Point, WI, United States

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