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Senior Associate, Regulatory Compliance

Senior Associate, Regulatory Compliance

Blue OwlShort Hills, NJ, US
21 days ago
Job type
  • Full-time
Job description

Senior Associate, Regulatory Compliance

The Blue Owl Compliance Department is seeking an experienced Senior Associate for its Regulatory Compliance team. The candidate will report to the team lead and be responsible for supporting cybersecurity compliance, vendor / third-party risk management (TPRM), and AI implementation / governance. In addition to these areas, the Senior Associate will operate as a generalist supporting various workstreams including regulatory analyses in connection with new country expansions, policy drafting and implementation and compliance testing. The Senior Associate will also provide support to Blue Owl's Credit platform including supporting legal entity management, AML / KYC requirements, and regulatory filings relating to the platform.

The ideal candidate must be detail oriented and have the ability to assess and respond to complex issues in a timely manner, working with the larger team across the Compliance Department verticals.

Responsibilities :

  • Support compliance efforts in cybersecurity, ensuring controls, policies, and incident response frameworks are effective and aligned with regulatory expectations.
  • Support vendor and third-party risk processes, including due diligence, monitoring, and ongoing oversight of critical service providers.
  • Support governance and oversight of AI tools and use cases, ensuring alignment with firm policies, risk management practices, and emerging regulations.
  • Contribute to drafting, maintaining, and enhancing compliance policies, procedures, and standards.
  • Providing compliance support to Blue Owl's Credit platform including in the areas of legal entity management, regulatory reporting and AML / KYC requirements.
  • Partner across departments to embed compliance requirements into operational and technology processes.
  • Participate in ad hoc compliance projects as assigned by leadership.

Qualifications :

  • Bachelor's degree or higher
  • Must have at least 5+ years work experience in investment management, financial services, or industry-related compliance
  • Experience in private markets, alternative investments, real assets, and / or private funds
  • Excellent organizational, oral and written communication skills
  • Ability to effectively drive solutions throughout the firm and present ideas in an effective, consensus driven manner and advocate for solutions
  • Ability to develop and foster strong interpersonal relationships and to maintain effective cross-functional business relationships throughout the firm
  • Ability to work effectively with outside parties at all organizational levels
  • Detail oriented with the ability to assess and prioritize projects and to escalate issues.
  • It is expected that the base annual salary range for this New York City-based position will be $135,000 - $160,000. Actual salaries may vary based on factors, such as skill, experience, and qualification for the role. Employees may be eligible for a discretionary bonus, based on factors such as individual and team performance.

    Blue Owl is proud to be an Equal Opportunity Employer. We evaluate qualified applicants without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law.

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    Regulatory Compliance • Short Hills, NJ, US

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