A Portfolio Compliance Analyst is needed to oversee and monitor Fund post-trade compliance with prospectus and other portfolio requirements. The Portfolio Compliance Analyst will identify and set-up monitoring rules, oversee or effect data imports and research breeches. Escalate compliance violations to internal and external parties. Produce and deliver periodic portfolio compliance reports. Ensure deliverables are prepared timely, accurately and in compliance with department and Fund policies and procedures, as applicable. Escalate compliance issues to their manager and assist with resolution. Support ongoing efforts to enhance processes. Other duties as assigned by their manager.
Summary of Essential Job Functions:
Minimum Requirements:
Education Requirements
Bachelors degree in accounting, finance or related.
Portfolio Compliance Analyst • Portland, ME, US
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